The
concept of alienation has influenced the works of most
modern thinkers. The present paper is an attempt to make a
comparative study of the theories of alienation found in the
works of three such thinkers. They are Karl Marx, whose life
and works cover the middle part of the nineteenth Century,
Max Weber, who in many ways is the bridge between the
nineteenth and the twentieth century and; Karl Mannheim
whose works begin when Weber's end and brings us to the most
recent decades of this century. Amongst them, they cover
more than one hundred years of modern history. They
experienced wars, revolutions, economic and social crises of
great significance and even expulsion, in case of Marx and
Mannheim, from their native lands. They were impressed by
the immense potentialities that this age offered; yet, at
the same time, they were also aware of the forces that
threatened to disrupt this civilization and reduce man to
sub-human levels. A study of their works, therefore, brings
us face to face with the problem of alienation in its
entirety. It
is needless to say that there are dissimilarities in their
theories of alienation. It is, however, assumed in this
paper that similarities are close enough to allow a
comparative study of these three thinkers. They all came to
locate the source of alienation in the social, economic and
political structure of the modern society. They also seemed
to agree on the nature of alienation and the forms it took.
Their point of departure, thus, does not lie in their
overall treatment of the problem. It is to be found in their
difference of emphasis on the causes that give rise to
alienation. Thus, Marx focused on the capitalistic economy
while Weber, though aware of such forces, argued that it was
not the economy as such but rationality and the process of
bureaucratization which are responsible for alienation in
the modern society. Mannheim on the other hand, like Marx,
finds the source of alienation in the lack of control of the
producer over his own “works." And again, like Weber,
he also recognized the consequences of over rationalization
and how it led to alienation. These differences, as will
also be argued in this paper, may be traced to the
differences in the life experiences of these scholars. They
came to work on the problem at different stages of its
development. Thus while Marx could only speculate about a
society fully alienated. Weber and Mannheim were almost
living in it. Mannheim had the added advantage of living in
an age when people were just beginning to be aware of the
problem and was thus in a position to offer a solution to it
and be more optimistic. And as might be expected, Marx was
wholly utopian in his conception of a society free of
alienation while Weber could never see an end to it. This
paper will try to elaborate on these issues. The paper is
divided into five sections. In the first, the various
meanings of the term alienation will be looked into. In the
second, an attempt will be made to summarize Marx's theory
of alienation. The third and the fourth sections will be
devoted to the exploration of a theory of alienation in the
works of Weber and Mannheim. At the same time, comparisons
will be made with each other and with the theory of Marx,
the concluding section will look into the question of adding
alienation. The
Meanings of Alienation The
concept of alienation has been used to convey many ideas. It
has been used to designate all sorts of negative attitudes
which are present in the individual or in the society. It is
seen as the negation of the world in such forms as
estrangement, powerlessness, normlessness, meaninglessness,
isolation, loss of the self and so on. It finds a place in
all social sciences, theology, psychology and in philosophy
and literature. From Adam onward men have been found to be
alienated in one form or the other. Keniston[1]
feels that "heroes" of all kinds and all ages have
been alienated and their stories are the tales of alienation
and of struggles to end it. Man's
alienation becomes greater as he moves into the modern
world. Here it unfolds in numerous varieties affecting both
the individual psyche and the social fabric at large. Many
like Marx see man's history as the history of alienation.
Recognition of this is found in all ages. Intellectuals all
through history have sought to interprate the phenomenon.
Nisbet[2]
says that any society that experiences sudden and violent
change of its social order and values, gives rise to
thoughts of both community building and alienation. Eberhard[3]
argues that other generations also had the idea of
alienation though they may not have expressed it in the same
terms as we do today. Instead, the Idea “manifested itself
in the literature, poetry, sculpture, painting and general
culture of the times." Thus though the formal
discussion of the concept was taken up only in the recent
past, it remained what Keniston[4]
calls, the 'archetypal theme' in human life and history.
Alienation also finds a place in the everyday
language. Johnson[5]
shows that in its historic English meaning alienation is
equated with transfer or expropriation of property or of
individual rights. Alienation is also used as discontinue,
frustration and hostility. Theologians used it to indicate
separation of man from his God. They also saw it as
outcastness. These views of alienation are also found in the
writings of Schacht and Johnson and have filtered down to
the day-to-day usage.
A very good summary of the various meanings of the
concept has been offered by Seeman[6].
He identifies five types of alienation. The first type,
powerlessness, refers to a lack of control over an
individual's own course of action * the consequences that
follow. It is thus seen as a state of helplessness against
the social and political forces. The second type of
alienation refers to a lack of understanding of the
individual's own situation and thereby a failure on his part
to predict the outcome of his behaviour. This is the state
of meaninglessness for the individual. Mills[7]
in his study of the White Collar showed that a state of
powerlessness may arise in case of the intellectual when he
sees that "he cannot control what he is able to
foresee." According to Mannheim, as will be shown
later, alienation in the form of meaninglessness is
witnessed when functional rationality increases and the
substantial rationality fails to keep pace with it. The
third category of alienation is associated with a state of
normlessness and is derived from Durkheim's theory of
suicide. Durkheim called this a state of anomie, where there
exists a general breakdown of law and order in the society.
In the individual it is manifested as a state of uncertainty
and insecurity. Anomie is also generated by a sudden change
in the social and economic life of the individual and drives
him to commit suicide. Durkheim attributed this to a loss of
social solidarity. Merton treated the concept of anomie or
normlessness as resulting from the ineffectiveness of the
culturally prescribed means to attain the culturally
expected goals. This imperfect coordination of the goals and
means leads to the state of anomie. Men in such a situation
resort to the easiest means available, whether they are
culturally approved or not, for achieving their goals. For
example those who discover the cause of their failure in the
society become rebels. While many others resort to mysticism
and develop a strong faith in chance, fortune and luck
(Merton as quoted by Seeman[8]).
Alienation as isolation results when individuals such
as the intellectuals, fail to assign similar values to
rewards that are highly coveted in the society. They regard
the social goals as being unworthy of pursuing and as such
distances themselves from those rewards and the society in
general.
Estrangement,
the fifth type of alienation identified by Seeman, is
probably the most popular term used to describe alienation.
Marx used it to convey his notion of alienation. Mills also
identified alienation in terms of estrangement. Fromm[9]
said that by alienation is meant a mode of experience in
which person experiences himself as an alien, "he has
become, as one might say, estranged from himself”.[10]
Thus estrangement is viewed almost as a synonym of
alienation. This
summary of the various meanings associated with alienation
points to a central theme, that is, the lack of control on
the part of the individual over his environment, which
produces in him a sense of frustration, powerlessness. This
ultimately leads to the negation of the environment and a
possible withdrawal from it. Whether it is another
individual, a social, political or an economic force, when
the individual feels powerless against it, to change or
reshape it according to his wishes, and instead falls a
helpless prey to it, an alienating situation arises. In such
a situation, the individual may wish to isolate himself or
revolt against the force. However, in most cases, it results
in a humble submission of the individual to the
over-towering forces, against which he can offer no
resistances, physical or otherwise. But the conflict rages
on within the individual and his helplessness breeds ill him
a contempt for those forces to which, of necessity, he must
surrender. And worst of all, there develops a contempt
towards his own self. His existence becomes meaningless. And
as more and more individuals get alienated, a state of
normlessness is reached when social life as such looses its
meaning. It is within this complex of meanings that the
works of Marx, Weber and Mannheim will be examined. Marx's
Theory of Alienation Marx
saw alienation as estrangement and as being foreign (Entfremdung)
to one's self. He viewed it as the separation of man from
his product, from his self, society and nature. For him it
is the debasement of personality and dehumanization of man. His
contribution to the theory of alienation was primarily
confined to his early writings. Though, of course, the theme
is said to have been carried on into his later works also.
Authors such as Zeitlin[11]
argue that Marx's contribution was in no way-restricted to
the early writings and that Marx continued to be concerned
with the problem of alienation throughout his life. Schacht[12]
on the other hand notes that the "Manuscripts"
last writings of Marx in which the term alienation figures
centrally Zeitlin[13]
however, asserts that even though there is very little
reference to the topic in his later works, the theme of
alienation plays a central role even in works like the
Capital. Tucker[14]
seems to agree with this. He says that in the later
writings, of Marx the concept of alienation had "gone
underground" and that the notion of "alienated
labour" came to be represented by the notion of
"wage labour". It might thus be argued that Marx
continued to be concerned with the question of alienation
throughout his life even though he was not often exp1icit
about it. Indeed, it might even be suggested, as Fromm[15]
does, that Marx's idea of socialism was the emancipation
from alienation. It
is, however, comforting to know that Marx's treatment of
alienation in his earlier writings is surprisingly complete.
It is complete in the sense that he touches on all aspects
of alienation namely, alienation of man from his product,
from his self, from other men and from his species-being. In
fact he is so thorough in his discussion that all later
theories refer to him in one way or the other. This paper,
however, will occasionally refer to his later (later than
the 1844 Manuscripts) works also. Marx's
notion of alienation is rooted in his philosophy of human
nature and of work (labour). To understand alienation in
Marx, therefore one needs to look into these ideas first. Marx's
concept of human nature derived from Hegel takes production
as the starting point. For Marx production becomes the
"direct activity of individuality".[16]
Through production the individual reproduces himself. Things
produced, the product, is the objectification of his labour.
Thus “his labor becomes an object, assumes an external
existence".[17]
He sees a reflection of himself in the object produced. Man
becomes an objective fact for himself, accomplishes his
self-realization. Therefore, through the things produced man
comes to “confirm and realize his individuality”.[18] Thus production played a
very central role in Marx's concept of human nature.
Marx also saw in men two other essential
characteristics. He argued that men also have a "social
life” and a "sensuous life". It is in response
to the "sensuous external world" that he produces
things. But by senses, Marx did not refer to the five serves
only. These senses are used to serve the "crude
needs" and have a very restricted meaning. He found
that the cultivation of the five senses was the work of all
previous history.[19]
What Marx was referring to as the “senses of social
man" are like the “musical ear", like the eye
“which is "sensitive to the beauty of form", the
"spiritual senses", "which are capable of
human satisfaction and which confirm themselves as human
faculties."[20]
Man needed to become human to cultivate such senses. It
requires the “objectification of the human essence".[21]
His basic-point here, according to Schacht,[22]
is that man cannot be considered fully human until his
senses have become human. Man cannot attain such a state as
long as his senses remain subservient to the crude needs.
The needy man, Marx said, has "no appreciation of the
most beautiful spectacle".[23]
Thus his ideal man should have the capacity for aesthetic
appreciation. Marx saw such cultivation of the senses not
only as an expression of the individual's personality but
also as becoming more social.[24]
Being
human for Marx also meant being social. In a number of
places he came to equate the two. Man becomes human not only
through his productive activity but also through his
fellowship with other men.[25]
Man's social characteristics are displayed in his
species-bond. Man is social because he is a species-being.
Marx here sought to distinguish between the animals and the
species character of men. The life activity of animal is the
same as itself, "it is its activity." But man's
life activity is the object of his will and consciousness.
It is this conscious ness that distinguishes him from the
animals and it is for this reason only that he is a
species-being.[26] It is through the
production of the objective world that he becomes a
conscious species- being, that is, he learns to treat others
as belonging to his species and he to theirs, he becomes
social. Thus for Marx man is a conscious being who realizes
himself through production. And through production man also
satisfies his social nature, he asserts his species-bond. He
is also a sensuous being and needs to cultivate his
aesthetic senses. Marx
also had high regards for work (labour). Work or labour is
the activity through which production is carried out. Thus
labour offers man the opportunity for self-realization. It
helps develop his “spiritual and physical energies."
He treated labour as a part of man's life activity. It is
more than the means for the fulfillment of physical needs.
It is an end in itself. He, therefore, wanted to see labour
as free and voluntary.
It is in such expectations regarding human nature and
labour where lies the key to Marx's theory of alienation. It
is easy to see that the forces which act against the free
expression of human nature or those that constrain labour
would be treated as barriers to the fulfillment of human
personality. Such forces rob man of his opportunities for
self-realization. They defer him from becoming human,
Indeed, they dehumanize him. Such forces are therefore seen
as hostile, as alien, as alienating.
In the capitalist society, with which Marx was
primarily concerned, alienation is fostered by a) the
presence of private property, b) the transformation of human
labour into a commodity and c) by the system of division of
labour. Because of the system of private ownership, the
object produced by the worker belongs to some one else. It
is the other man for whom he produces. He has no control
over the process of production or the product. He does not,
therefore, fulfill himself in his product. He rather
"denies himself." The product becomes alien to
him. He has a feeling of misery rather than well-being.[27]
He cannot develop himself or his mental and physical
energies. He becomes physical1y exhausted and "mentally
debased." He does not feel at home in his work. Work is
avoided “like the plague." Thus his product is set
against him, it becomes alienating. The
product of one's labour in the capitalist society becomes
alienating in another way. His product does not only stand
"opposed" to him, in the system of market economy,
it now stand “independent of the producer”. It follows
its own laws or the laws of the market and capital.
Therefore, the more the worker produces, or "expands
himself in work the more powerful becomes the world of
objects which he creates. ..(and) the poorer he becomes in
his inner life, and the less he belongs to himself".
The worker puts his life into the objects therefore, it no
longer belongs to him, it belongs "to the object".
The worker gives life to the object but in the capitalist
economy, the object, since it can operate on its own, sets
itself "against him as an alien and hostile orce".[28] In
the capitalist society, human labour is transformed into
commodity in yet another and a more direct way. The worker,
to subsist has to sell his labour in return for wages. But,
for Marx wage is also the product of alienation and in
itself alienating. It is like the remuneration of the
slaves.[29]
In the capitalist system, the worker is considered as
another form of capital. And as capital his value varies
according to the supply and demand. He is simply equated
with the other forms of goods. In the process of production,
the worker produces capital and since through the production
of capital for the capitalist he earns his living (in the
form of wages), capital produces him. That is capital allows
him to exist and recreate his physical energies through
which he continues to produce more capital, Thus he also
produces himself as a worker or as Marx puts it “as a
commodity".[30]
But that is not all. Marx thinks that the process of
production does not only produce man as a commodity, it
produces him (man) “as a mentally and physically
dehumanized being".[31]
Thus man is not only reduced to a commodity like any other
in the capitalist society, he is also dehumanized-
alienated. The
third factor, according to Marx, which induces alienation is
the process of division of labour. In the Capital[32]
Marx worked out an elaborate distinction amongst handicraft,
manufacture and the factory mode of production. Marx argued
that in the factory system, the last to
evolve, man is dehumanized totally. In the handicraft
system the worker
was in command of his production and there was very
little division of labour. In the manufacture system, the
division of labour is Intensified, but it is still based on
the division of handicraft labour.[33]
In the factory system, which is based on machinery, on the
other hand. the worker is turned into an appendage of the
machine. Through the introduction of machinery, the working
class is rendered superfluous, that is, they are no longer
immediately necessary.[34]
At the same time, the process of automation transforms him
into a slave of the machine. The factory mode of production
is also directed to an extreme system of division of labour
in which the worker is merely involved in a part of the
production process. Thus the worker is not only superfluous
to the system, his personal contribution to the end product
is very small and can never offer him the satisfaction of
'creation'.
Marx's concept of man envisioned a freedom to express
one's total self. In the German
Ideology,[35]
Marx (with Engeles) argued that in the future communist
society no one would have any specific sphere of activity.
Each can become accomplished in any branch he wishes".
To the extent that one can do one thing today and another
thing tomorrow, "to hunt in the morning, to fish in the
afternoon, rear cattle in the evening, criticise after
dinner. ..without ever becoming hunter, fisherman, shepherd
or critic.[36]
But the system of division of labour and the process of
specialization curtails such freedoms in the modern world.
The individual is forced to become a one-sided being to
follow one particular occupation. This not only robs him of
other means of self-expression but sets him against others
who have likewise been transformed into fragmentary
personalities. Thus division of labour acts against his
development into a universal being, as a total self and
thereby alienates him. Fromm points out that what Marx had
in mind when he criticised capitalism was the emancipation
of man "from (such) cripling influence of
specialization"[37],
and create a society where man would be given the freedom of
complete self-expression. Thus
the process of division of labour, the system of private
ownership and the transformation of human labour into a
commodity create alienating conditions for man. This
culminates first, as has been shown, in the alienation of
man from his product. In the next step, the alienated
product alienates man from himself. It happens in two ways.
First, because the product attains an independent existence
of its own in the capitalistic market system and since it
comes to belong to some one else (the capitalist), the
worker fails to actualize himself in his work. That is, he
fails to attain his true self. Secondly, the division of
labour and the system of specialization and the modern
technology make his work even less rewarding. He is turned
into a fragmentary personality and even into a slave of the
machine. Thus in the process of production, through which
man could fulfill himself, now comes to deny his own
essences. He is lost to himself, he is alienated from his
self. These
conditions, Marx thought, ultimately led to the alienation
of the whole society. He argued that since the product of
labour is hostile and alienating to the worker, it must be
because it belongs to another man hostile to the worker.[38] This realization brings
about further alienation of the worker from other men (here,
the capitalist). Marx also showed that the prevailing
conditions of the capitalist society, where each worker has
to compete with others, is like the Hobbesian war of all
against all others. This Marx identified as the “civil
society", which is guided by "egoistic" and
individualistic demands. It is a perpetual struggle for
survival and is rooted in the system of private property. In
this struggle man exists for himself and not for his
community or for his fellow men. His species character is
lost. Thus, Marx noted that since alienated labour alienated
man from himself so did it alienate him from his
species-being.[39]
Furthermore, Marx argued that in the process, species life
is used as a means for individual life. That is, man comes
to use others for his own selfish ends. It should also be
noted that Marx argued that it is through work upon the
objective world that man really proved himself as a
species-being[40].
Thus, the object of his labour, is the objectification of
his species life. But since his labour is alienated (because
the product of his labour is alienated), his species life is
also alienated. The direct consequence of his alienation
from the product of his labour is therefore the alienation
of himself from other men.[41] For Marx, therefore, man
is not only alienated from his product or from himself, but
because of a constant fight for survival and due to the
alienating conditions of labour, man is also alienated from
his species-being, from other men. For
Marx, therefore, the concept of alienation is rooted in the
helplessness of man, his lack of control over the objects of
his own creation. Alienation (estrangement) meant to him
(Marx) that “man does not experience himself as the acting
agent".[42]
While at the same time the world man creates with his labour
is estranged from him, it stands above and against him. Man
lacks the power to control it. It is this passivity which
gives rise to alienation. Fromm argues that alienation is
"essentially experiencing the world and oneself
passively, receptively, as the subject separated from the
object”.[43]
This idea of separation is also located in Marx's work by
Schacht. Schacht argues that Marx's idea of alienation is
expressed in the "separation through surrender".[44]
The worker is alienated because he is separated from his
product but at the same time he is also forced to surrender
his product to others. Thus it is basically the lack of
control over ones own environment which explains Marx's
theory of alienation. Weberlan
Theory of Alienation It
should be noted at the outset that there is no comprehensive
treatment of alienation in the works of Max Weber. What has
been presented here are the bits and pices scattered allover
his works. It is therefore easy to overlook the importance
that the concept has in his writings. Yet, some like Nisbet[45]
argues that the present meanings of alienation is derived
from Weber and others like Durkheim and Tocqueville. And
though Nisbet may not be wholly correct in such assumptions,
there is no doubt that Weber contributed imensely in the
understanding of alienation in modern society.
Like Marx, Weber identified the forces of alienation
in the modern Western society. But unlike Marx he laid
greater emphasis on social and political forces rather than
the economic conditions of the society. Modern Western
society, as Weber saw it, was the result of the interplay of
forces like, capitalism, democracy and bureaucracy, and
underlying them all, the forces of rationalization. While
all of these factors influenced the formation of the Western
civilization in specific ways, Weber found that, they were
all interrelated and mutually facilitated each other's
growth. Bureaucracy and democracy, though seen as opposing
forces, had been supplementary to each other's development.[46]
Similarly, Weber showed that while capitalism fostered the
growth of bureaucracy, the former was “most rational
economic basis for bureaucratic administration and enabled
it to develop in the most rational form".[47]
Again, he argued elsewhere,[48]
that bureaucracy promoted a rationalist way of life. In this
interplay of forces, the most outstanding element appears to
be the process of rationalization, and bureaucracy the most
important agent of rationalization. An examination of these
two forces reveals Weber's concern with man's future and
alienation. In
all his writings, Weber sought to portray the West as being
unique in its culture and civilization and that it was the
Protestants who displayed this uniqueness the most. He
discovered the cause of this uniqueness in the development
of rationality in the West. West inherited its rationality
from the Hebrew prophets, who had developed it ill their
fight against magic and in their efforts to disenchant the
world. This process of disenchantment continued unabated as
more and more aspects of man's life came to be rationalized.
Rationalization, with its emphasis on
"calculations" and "matter of factness",
had transformed the modern society radically. Weber
divided rationality into two types, the formal and the
substantive. By formal rationality he designated the
"extent of quantitative calculations or accounting
which is technically possible and which is actually
applied".[49]
By this he came to identify actions that are calculable and
could be expressed numerically. Substantive rationality, on
the other hand, is the "degree in which a given group
of persons, ...is or could be adequately provided with goods
by means of an economically oriented course of social
action".[50]
This course of action refers to the ultimate values of the
society. Weber points out that substantive rationality could
not be measured in terms of formal calculations alone but
that it involved a relation to the absolute values to which
it is oriented. Thus substantive rationality becomes more
subjective in its application as opposed to the objective
rationality of the formal type. Parsons points out that
tensions develop between these two aspects of rationality.
This tension arises from the fact that" a high degree
of formal rationality can be attained only under certain
specific substantive conditions. But such conditions are
always in conflict with the interest and moral sentiments
represented by high substantive rationality. Therefore, high
level of formal rationality can be achieved, as will be
shown later in the case of modern bureaucracy, only at the
cost of values and sentiments cherished by the society. Thus
the process of rationalization takes away from man as much
or even more than it gives him.
The cause of rationalization therefore proves to be
self-defeating. The forces that were required by the society
to break away from the irrational and the magical finally
turned against man himself. All of man's values and
sentiments were slaughtered at the alter of rationality and
today man is left with a viod in his soul. Nisbet[51] points out that Weber's
concept of alienation springs from this inversion of
rationality. Nisbet further adds that by removing the
irrational, the superstitious, and the traditional elements
from man's life, rationalization, in the end, becomes its
own "nemesis".[52]
Indeed, Weber showed that the fate of modern times was
characterised by the disenchantment of the world. And
because of this the most exalted of man's values had
disappeared from the society. Men, therefore, came to seek
solace in mysticism or in the bonds of direct and personal
relations only.[53]
Weber
asked whether the process of disenchantment had any meanings
beyond the purely practical and technical. To this he
answered that, caught in the stream of progress, man
"may become 'tired of life' but not 'satiated with
life'.[54] A man of the past, like
Abraham, could be satiated with life but modern man got only
a portion of what life offered
and what man got was always "provisional" and
indefinite. His life was thus a fragment of what it could be
and in this situation even death became meaningless for him.
And, Weber adds that, "because death is meaningless
civilized life as such is meaningless".[55]
This sense of meaninglessness drove man to search for new
meanings of life. He devoted, or believed he was devoting,
himself to new faiths and religions, and often he withdrew
or descended to the mystic life. Freund[56]
inter-prates Weber as 5aying that in this march of
rationalization the world becomes devoid of all charms and
man loses his sense of prophecy and the sacred, and a great
void is left in him. To fill this void, men "attempt to
furnish their souls with the bric-abrac of religiosity,
estheticism..moralism or scienticism."[57]
Thus for Weber, the process of rationalizationin the West
brought about an alienating situation to flee from which men
took refuge in the irrational. Weber's
concern for alienation becomes more explicit in his
discussion, of bureaucracy. For him bureaucracy was the best
agent of rationalization. With its emphasis on impersonal
rules, precision, unambiguity, matter of factness, and
calculability, bureaucracy “naturally" promoted a
rationalization of any sphere of life it came in contact
with. The real threat of alienation in the modern world,
therefore, lay in the ever greater bureaucratization. Weber
was the first among the social scientists to bring to light
the dangers inherent in the total bureaucratization of the
world. Bureaucracy, with its disregard for personal values,
mechanizes man and his relations with other men. The more
perfect it becomes as an administrative apparatus, the more
it takes away from men. It dehumanizes as it roots out man's
values and sentiments by its insistence on calculable rules.
Bureaucracy thribes on the dehumanization of man. Its
disregard for persons and insistence on conducting all
dealings on the basis of calculation is the cause of such
dehumanization. Yet, these are of paramount importance for a
bureaucracy. They are treated as the most important virtues,
and the bureaucracy becomes the more perfect as “it
succeeds in eliminating from official business love, hatred
and all purely personal irrational and emotional elements
which escape calculations"[58]
Marx argued that alienation of the worker is caused by the
separation from his product and from the means of
production. Weber recognized this separation of the worker
and added that it was not only the worker but also the
administrators in the state and capitalist organizations,
along with those of schools, church, hospital, the military
and even in the scientific research institutes, who are
separated "the same way as capitalist enterprise
separated the workers" from their means.[59]
Therefore, if for Marx, the workers could be alienated
because the product of their labour or the means of
production did not belong to them, then for Weber, the
administrators could be alienated for the same reasons.
Weber noted that there was always a complete separation of
the means of private life and the means of administration.
The official cannot appropriate what he produces either.
Thus Weber not only recognizes the plight of the workers, he
also draws attention to the vast multitude of
administrators, scientists, teachers, in a word, the whole
of the middle class who are sharing the same fate as the
workers. This definitely is an improvement over Marx's
position on alienation. Fromm points out that this is the
only "correction which history bas made in Marx's
conception of alienation"[60].
He further adds that “if anything, the clerk, the
salesman, the executive, are even more alienated today than
the skilled manual worker"[61].
The credit for the discovery of this aspect of alienation
definitely belongs to Weber.
In his analysis of the position of the official Weber
focuses on yet another aspect of alienation, namely
powerlessness. In his analysis powerlessness works in two
directions. First, the individual bureaucrat is seen as
totally powerless in relation to the whole organization. He
can neither change the system nor can he come out of it. He
is like a “single cog" in the machine and works to
fulfill only what is assigned to him. For Marx the worker
became a part of a machine by working on it, similarly for
Weber the official became a helpless cog in another kind of
machine by belonging to it more fully. The professional
bureaucrat, Weber argued, “is chained to his activity by
his entire material and ideal existence".[62]
Such statements, it might be added, sounds as Marxist as any
formulations of Marx himself. Secondly,
the masses or the “ruled" are equally powerless
against the bureaucratic apparatus. And once the
bureaucratization has been completed, the organization
becomes “practically unshatterable". Indeed, Weber
considered the idea of eliminating a bureaucracy as
“utopian". Yet, unfortunate, as it may seem, the
ruled, on their part, cannot dispense with it either. Thus
they are forced to a helpless position under its tyrannical
powers. And
if this is true for capitalism, it would be only more so for
socialism. Weber argued that socialism needed even greater
amount of bureaucratization than capitalism. Thus if
bureaucracy alienates the capitalist society, it would
alienate the socialist society too. In a recent study Israel
showed that in the socialist societies "majority of the
people became powerless objects manipulated by
bureaucracy".[63]
He further argued that in such a bureaucratic social
structure man became alienated "whether or not be
belonged to the ruling to the ruled groups".[64] Thus, here, also, we find
a further development on Marx's theory. Therefore, it can be
concluded that Weber's theory of alienation was, not only
comparable to that of Marx but in many instances it was an
extension over the latter's theory. Such differential
emphasis, as will be argued later, can be attributed to the
changed social and economic conditions under which Weber was
working. Mannheim's
Theory of Alienation
Mannheim's theory of alienation incorporates the
works of both Marx and Weber. Also like Marx, he made his
major contribution to the theory in his early writings. His
later writings are, however, a reminder of the works of
Weber and the later Marx, where the theme of alienation runs
very deep but it is never explicit. It will, therefore, be
advisable to look first at his earlier and more concrete
presentation and then try to identify the theme in his later
works. In
1917, in one of his lesser known essays,[65]
Mannheim worked out a very comprehensive theory of
alienation. Stupak[66]
summarizes the essay in the following manner. Man produces
“work", which are a sign of his creative nature. But
as time passes, these "works” come to be governed by
their own laws. They become objects of culture, greater than
their creators. Through the process of history, as these
“works" get transmitted to other men, in the form of
religion, art, science, the state, and the mode of social
life, the gap between the creator and the objects widens.
They thus become separated entities in themselves. And as
this process continues, the "work" becomes more
and more alienated from the individual who created it. In
the next step, culture takes on a life of its own, and gets
completely dislodged from the individual. At this phase
culture goes beyond and “against the individual".
Culture comes to dictate what man will do. Man becomes a
mere "role player”. His creative inner-directedness
is lost and he is transformed into an
"other-directed" role player. And as his creative
spirit is extinguished, he becomes alienated from himself.
Needless to say that this resembles Marx's theory
very closely. The idea of alienation from one's product and
alienation from one's self are very clearly developed. The
arguments offered are similar to those of Marx. That is, man
gets alienated from his product as that product attains a
life of its own and follows its own laws. Similarly, the
alienation of the self results from the helplessness of man
against his culture. Thus, since all societies have
cultures, it appears that men in every society would get
alienated to some degree or the other. Indeed, Mannheim, at
this stage, does not see a way out of alienation. All he can
say is that, the individual and the culture are mutually
dependent on each other and that culture cannot be
"productive" without the total surrender of the
individual to it. While, on the other hand- the individual
cannot secure his own redemptation if he fails to make the
culture “his own". Stupak concludes from this that
what Mannheim had in mind was that “in essence, man must
cultivate and renew his creative and productive capabilities
or he will be swallowed up by a dictating system of cultural
dogmas."[67]
What is interesting in Mannheim's discussion of
alienation here, is the concepts of "work" and
"culture". He referred to works that are
transmitted in the form of religion, art, science, the
state, and the modes of social life. Thus he seems to be
talking of the products of mental rather than physical
labour as was the case with Marx. (Of course, Marx also
included mental labour in his scheme of analysis but
remained more concerned with physical labour). Again, the
concept of "culture" in Mannheim closely
approximates what Marx would identify as the “super
structure" and not the basic economic structure of the
society. These indicate that Mannheim's major concern was
with people who create “culture", the intellectuals,
or at best the people who are not related directly to the
economic mode of production. Instead he referred to the mode
of social life. Heeren,[68]
therefore, points out that Mannheim tried to do for the
intellectuals what Marx had done for the workers. That is,
Mannheim tried to bring to light, like Weber before him, the
alienation that existed among members of other strata in the
society. This
concern with the alienation among the intellectuals is
displayed further in his later writings. But at the same
time he learns to recognise the plight of the masses as
well. In his Ideology and Utopia[69]
(first published in 1929) Mannheim referred to the rejection
of the “here and now." This rejection of reality
arises out of a failure to regulate the course of one's own
life in the real world. Thus out of a sense of helplessness
against the overwhelming social and political forces, man
comes to reject the reality in which he lives. This results
in the construction of imaginary worlds, devoid of reality,
in which he can fulfill his dreams. These imaginary
situations were identified as the ideologies and utopias.
“Ideologies are the situationally transcendent ideas which
never succeed de facto in the realization of their projected
contents, "like for example, the Christian idea of
brotherly love in the highly stratified feudal society.[70]
Utopias are also situationally transcendental ideas but they
are action oriented in the sense that they "tend to
shatter, either partially or wholly, the order of things
prevailing at the time."[71]
Though the distinctions between the two concepts are
difficult to draw,[72]
Mannheim found the presence of both in all societies. This
rejection of reality and the construction of wish dreams
reflects the state of an alienated mind. The alienated mind
looks for escape from the dreary reality and constructs
hypothetical worlds in which the individual is the master of
his own actions, where things go his way.
However, not all such states of mind reflect
alienation. Alienated mind does not only create hypothetical
worlds, it also rejects the “here and now." On the
basis of these categories, Mannheim identified at least two
states of mind, Chiliasm and socialism, which reflect
"detachment and alienation" from the world.
Chiliasm unfolded itself as the peasant movements in feudal
Europe. The chiliastic mind "lends at every moment to
turn into hostility towards this world and all its works of
earthly achievements." This rejection of the world
resulted from the inhuman oppression of the peasants by the
upper classes. It is seen by Mannheim as the beginning of
"proletarian self-consciousness". Socialism is
similarly a rejection of the here and now. The difference
between these two types lies in their plans to end such
alienating states of affairs. Chiliasm is directed at the
immediate transformation of the world, whereas socialists
look to a future date when the present society could be
brought to an end. The other forms of wish dreams like,
liberalism and conservatism do not reflect alienation since
they are not rejections of the here and now. But
Mannheim was quick to point out that both socialistic and
chiliastic minds can become conservative. This would happen
as they succeed to establish themselves in power positions
and thereby bring an end to their wish dreams. Mannheim also
noted that the world is more and more achieving a position
when it can turn utopias into realities. Thus a situation
will arise when the utopian element "has completely
anihilated itself". But such ends of utopias do not
mean an end of alienation. Mannheim argues, on the contrary,
that this situation gives rise to a decay of human will, man
becol11es "no more than a thing".[73]
He calls this the "greatest paradox imaginable"
that when man has achieved the degree of rational mastery of
existence, “just at the highest stage of awareness, when
history is ceasing to blind fate, and is becoming more and
more man's own creation, with the relinquishment of utopias,
man would lose his will to shape history and therewith his
ability to understand it”.[74]
That is, with the end of utopias, man gets even more
alienated.
Mannheim takes up the question of rationality in
another of his well known work, Man and Society in an Age of
Reconstruction,[75]
first published in 1935. Here, like Weber, he came to locate
alienation in the process of rationalization. He also argued
that rationalization can be seen in two forms, the
functional and the substantial. By substantial rationality
he identified "an act of thought which reveals
intelligent insight into the inter-relations of events in a
given situation".[76]
By functional rationality he meant that "a series of
actions is organized in such a way that it leads to a
previously defined goal".[77]
Functional rationality thus indicates a coordination of the
end-means relations but substantial rationality requires a
total knowledge of the situation. Mannheim noted that the
two aspects of rationality do not nec-necessarily conform to
each other. Thus an increase in the functional rationality
does not imply an equal amount of development in the
substantial rationality. Indeed, he showed that, in the
modern industrial society where functional rationality has
attained a very high level, substantial rationality or the
understal1ding of the forces that led to the growth of
industrialization bas not. That is, the knowledge that
shaped this world did not reach every member of the society
equally. Therefore, he argued that such increases in the
functional rationality is "bound to deprive the average
individual of thought, insight and responsibility and
transfer these capacities to individuals who direct the
process of rationalization[78]
This would also assure those few managers, bureaucrats and
organizers, who understand the affairs of this world to move
to the key positions in society. And as the average man's
capacity for rational judgement steadily declines due to his
lack of understanding of the situation, and as a result, the
control over his environment, he becomes more and more
dependent on the elites. He becomes accustomed to being led
by others and when this life collapses in times of crisis,
common man's 'impotence reduces him to a state of terrified
helplessness".[79]
Mannheim equated this helplessness of the modern man
with that of the pril1litive man who lived in a constant
state of fear and anxiety because he had no understanding of
his environment. So it is with the modern man who has no
understanding of the social forces and as such no control
over his life. He too is condemned to live in a state of
pervading fear and anxiety. Mannheim
also argued that in periods of crisis or in the dissolution
of the society (state of Anomie?) man reverts to an earlier
historical era. The general state of uncertainity presented
by such a situation is catastrophic. It is also true of
cases of unemployment. The unemployed impules man loses his
"objects fixation", his habitual desires and
remain ungratified, and irrespective of the social strata
that the individual comes from, once his old ideals are
shattered, his impulses turn inward and take the form of
"self punishment", This finally degenerates
"into masochistic or psychologically self-mutilating
orgies".[80]
Thus,
Mannheim's theory of alienation takes into account the
plights of both the intellectuals and the masses. Like Marx
he found one source of alienation in the process of
production and culture on the other hand, like Weber, he
also recognised another source of modern alienation in the
process of rationalization. He, therefore, in a way stands
between the two thinkers. Mannheim started with a theory of
alienation that was rooted in the analysis of the process of
production and an examination of the role of culture. But
his later studies brought him closer to the more modern
themes like the question of rationality, In the process, as
will be argued presently, his initial passimism changed into
one of hope and aspirations. The
End of Alienation Not
all three of the thinkers were hopeful about the end of
alienation. Mannheim considered it a possibility, Marx
offered revolutionary plans, though he was not clear as to
the shape of things in the world free of alienation, while
Weber saw only "icy darkness" in our future. These
and other differences in their theories of alienation can be
explained by taking into account their life experiences and
the over all social context. Marx lived at a time when
industrialization was just taking hold in Europe. The old
society that men knew was changing so rapidly that life was
not only becoming uncertain but was also losing its frame of
references. The urban based industrial life was almost a
complete antithesis of the agriculture based rural society.
The conditions
of the general masses was really very pathetic. The working
conditions in the mills and factories were deplorable. Man
was being treated worse than animals, his labour was being
bought and sold without taking into consideration his
welfare or his dignity as a man. Marx's writings,
particularly his Capital, are full of such examples of inhuman sufferings and pain
and degradation of human labour and of humanity. His own
life experiences were not sweeter either. His economic life
was far from being satisfactory.[81]
He was exiled from his home and was pursued by the ruling
elites whereever he went. Three of his children died,
presumably from malnutrition. He was not even able to pay
his house rents properly. However, this is not to say that
his personal biases prompted hil11 to denounce this society
but there is no denying the fact that his poverty brought
him face to force with the plights of the millions around
him. He saw alienation wherever he looked. He saw no end to
it as long as the capitalistic society persisted so he
preached a destruction of that society and he thought once
that was achieved, once the forces which crippled men were
taken care of, alienation would end. He dreamed of a society
where man could do whatever he pleased but since he was not
sure about the structure of that society, other than saying
that in such a society every thing would be communally
owned, he could not devise a workable plan. The only plan he
offered was the destruction of capitalism and the
establishn1ent of a society where the workers would rule.
But his "wish dream"-to borrow an expression from
Mannheim, the communistic society, remained a utopia. Thus
in the Mannheimian sense of the term, Marx could be seen as
the perfect “utopian" thinker. He rejected the
"here and now" of his situation and had an action
programme for ending the capitalist society. The end of
alienation was in sight, yet since he had no reference
points, he could not conceive of the shape it would take.
His own time and society did not offer him that insight. Perhaps,
Weber was the most fortunate of the three thinkers. He did
not have to run from one country to the other in search of a
shelter. His economic and social standing were respectable.
He even ran for political office. Yet, his times were also
bad. The spirit of nationalization and colonization had
taken hold of Germany. Europe was sitting on a live bomb
which finally exploded bringing about a complete defeat and
total humiliation for his native land, Germany. This bred
total frustration among the intellectuals and the youths of
Germany. Baum[82]
makes a comparative study of that time in Germany and the
modern West. He shows that the intellectuals and the youth
were dismayed in Germany. They sought to relieve their
tensions through extra emphasis on religion and even sex.
Weber was aware of these conditions but considered such
attempts by the intellectuals and the youths to restore
their lives as not so genuine efforts. He could not see an
end to the emptiness in their souls.
Weber also witnessed the march of bureaucracy and
rationality. Though he considered both to be essential for
the development of modern society, he was aware of their ill
effects. He saw how in Germany and rest of the West
bureaucracy along with the process of rationalization, was
taking away all charms from mall's life. It is no wonder,
therefore, that he would consider such forces as being more
important than the forces of economy. He would similarly
look at the lives of people who have to deal with those
forces, like the middle classes, as being equally alienated
as the lives of the workers. The condition of the workers
had improved since the time of Marx and they were also
becoming a great force ill the society. But the middle
classes, at this time, were in the most helpless conditions.
They were distrusted both by the ruling-classes and by the
masses. The intellectuals, in particular, were being made
the escape goats and blams for the failures of economic and
social programmes were being put on them.
Weber, therefore, could not see any end to this
aspect of alienation. He argued that if man wanted pr
ogress, he had to develop the forces of rationality further.
Even socialism, which seemed so promising for Marx, was seen
by him as strengthening the bands of bureaucracy and
rationality. The only alternative he could suggest was to
“face the future boldly", though, of course, he was
certain that "no summer's bloom" lay ahead of us.
He saw infront of us “a polar night of icy darkness and
hardness". There is, thus, no escape from the “iron
cage" that man had created. Mannheim,
writing at a later period than Marx and Weber, seems to have
been in a better position to understand the forces of
alienation and assess its future more optimistically.
Needless to say that he too was for a while hopeless about
the future of mankind. We see this pessimism in his first
essay on alienation, written in 1971. This was the time
which Weber was confronting. Therefore, like Weber, he also
expressed his doubts regarding the end of alienation. He
also advocated that man must somehow bear the tyranny of
culture if he wanted progress. This position, however,
changed later. Like Marx, he was forced to leave his country
and finally settle in England. He not only witnessed the
persecution of the intellectuals but was a victim of it as
well. Intellectuals were being bunted down by the Fascist
regimes in Italy and Germany and soon all over Europe. He
recognized their great potential but also experienced the
helplessness in which the intellectuals were forced into. He
saw how Europe fell victim to the fascist rule. He reasoned
that the average man had lost control over their affairs.
Their uncertainty mounted as life became more and more
complicated and they understood less and less of it. The
difference between them and their leaders grew more and
more. It was therefore very easy for the Fascist demagogues
to influence them. And that's what was happening in Europe.
It was thus easy for Mannheim to recognise the forces of
alienation. They were all around him. But
when he reached England, his hopes 'were rekindled. Life in
England was more tolerable. Compared to the continental
Europe, life was peaceful. Man's freedom and rights were
respected. Democracy was honoured. Indeed, after his
experiences in Europe, he came to regard this as the only
model of hope for humanity. He was full of praises for the
English system of economy, politics and social life. Amidst
such praises, he began to dream about a society free of
alienation. He argued that man's nature could be moulded
into desired shapes. So that with proper planning human
society could be transformed into one where there is
democracy and freedom. He was so thoroughly convinced of the
possibilities & such changes that he spent most of his
later life devising ways in which societies could be
transformed into planned democracies and thereby bringing an
end to the alienation of man. Thus
we find that the practical experiences of these thinkers
shaped their theories regarding alienation. All three of
them lived in the middle of alienated societies and met the
forces of alienation face to face. Weber developed his
pessimism simply because from his experience he could see no
end to the bureaucratic rule of this society. Marx's hopes
lay in the destruction of the capitalist society. Mannheim,
coming at a time when things were already changing, could
look to better days ahead. Indeed, he began to contribute
towards such ends through his writings and by bringing into
focus the prospects of sound planning. The contributions of
these three thinkers are imense for the understanding of
modern society and particularly, the alienation that exists
in it. [1]
K. Keniston, "Varieties of Alienation : an Attempt
at Definition", in A. W. Finifter (ed.), Alienation
and Social System (John Wiley & Sons, Inc.,
1973). pp. 32-33. [2]
R. Nisbet, The
Sociological Tradition (New York: Basic Books Inc.,
1966), p.264. [3]
K. D. Eberhard, The
Alienatied Christian (Philadelphia: Pilgrim Press
Book. 1971), p. 17. [4]
Keniston, Op. Cit. [5]
F. Johnson. Alienation. [6]
M. Seeman, "On the Meaning of Alienation", in
A. W. Finifter (ed.), Op. Cit. [7]
C. W. Mills, White Collar (New York: Oxford, 19)1), p.
157. [8]
Seeman, Op. Cit.
p. 50. [9]
E.Fromm, Marx's
Concept of Man (New York: Frederick Unger Publishing
Co., 1972), p. 120. [10]
Fromm, Ibid. [11]
I. Zeitlin, Marxism:
A Re-examination (Princeton: N. J. D. Van Nostrand
Company Inc., 1967), P. 45. [12]
R. Schacht, Alienation
(Garden City, N. Y.: Doubleday Anchor Book, 1971), P.74. [13]
Zeitlin, op. cit. [14]
R. C. Tucker, Philosophy
and Myth in Karl Marx (Cambridge: Cambridge
University Press, 1964), p. 176. [15]
Fromm, op. cit.,
p. 43 [16]
Schacht, op. cit. [17]
K. Marx, "Economic and Philosophical
Manuscripts", T .B. Bottomore in E. Fromm, op.
cit., p. 96. [18]
Marx, Ibid.,
p. 133. [19]
Ibid., p. 134. [20]
Ibid. [21]
Ibid. [22]
Schacht, op. cit.,
p. 90. [23]
Marx, op. cit.,
p. 134. [24]
Schacht, op cit.,
p. 90. [25]
Ibid., p. 88. [26] Marx, op. cit., p. 101. [27]
ibid, p. 98 [28]
Ibid. [29]
Ibid.,
p, 107. [30]
Ibid., p. 110. [31]
Ibid., p,111. [32]
K.
Marx, Capital
vol. 1, Part IV (New York: International Publishers,
1974). [33]
Ibid., p. 495. [34]
Ibid., P.431 [35]
K.
Marx and F. Engels, The
German Ideology (New York: International Publishers,
1974). [36]
Ibid.,
p.22. [37]
Fromm,
op. cit., p.
42. [38]
Marx, 1972, op.
cit., p. 104. [39]
Ibid.,
p. 101. [40]
Ibid.,
p.102. [41]
Ibid.,
p. 103. [42]
Fromm,
op. cit., p.
44. [43]
Ibid. [44]
Schacht,
op. cit. p.
119. [45]
Nisbet, op. cit [46]
M.
Weber, From Max
Weber: Essays in Sociology, tr. and ed. by H.H.
Garth and C.W. Mills (New York: Galaxy Book, 1958), p.
22. [47]
M.
Weber, The Theory
of Social and Economic Organization, tr. and ed. by
A. M. Henderson and T. Parsons (New York: The Free
press, 1964:), p. 338. [48]
Weber,
1956. op. cit.,
P., 240. [49]
Weber,
1964, op. cit.,
PP. 184.185. [50]
Ibid.,
p. 185. [51]
Nisbet,
op. cit., p.
294. [52]
Ibid. [53]
Weber,
1958, op. cit.,
p, 225. [54]
Ibid., p.140. [55]
Ibid. [56]
J.
Freund, The
Sociology of Max Weber, tr. by M. Ilford (New York:
Pantheon Books, 1968), p.24. [57]
Ibid. [58]
Weber,
1958, Op. Cit.,
p, 224. [59]
Ibid. [60]
Fromm,
Op. Cit., p.
56. [61]
Ibid.,
p. 57. [62]
Weber,
1958, Op. Cit.,
p. 228. [63]
J.
Israel, Alienation
From Marx to Modern Sociology (Boston: Allyn and
Becon Inc., 1971).248. [64]
Ibid. [65]
The
essay titled "Soul and Culture" appears in the
Lectures From the Realm of the Humanities (Budapest, 191B), was not
available to the present author. The summary offered
here is based on the discussion of the same by R.J.
Stupak. see below, note 67. [66]
R.
J. Stupak, "Karl Mannheim and the Problem
Situations of Modern Society: Alienation.
Irrationality and Industrialization", Sociology
Internationalis, Vol. 9, No.2, 1971, PP. 207-212. [67]
Ibid.,
p. 209. [68]
J.
Heeren, “Karl Mannheim and Intellectual Elite", British Journal of Sociology, Vol. 22, No.1, Pp. 1-15. [69]
K.
Mannheim, Ideology
and Utopia (New York: Harvest Books, 1936). [70]
Ibid.,
PP. 194-195. [71]
Ibid.,
p. 192. [72]
Ibid.,
p. 196. [73]
Ibid.,
p. 263. [74]
Ibid. [75]
K.
Mannheim, Man and
Society in an Age of Reconstruction (New York:
Harvest Books, 1940). [76]
Ibid.,
p.53. [77]
Ibid, [78]
Ibid.,
p.58. [79]
Ibid, p. 59 [80]
Ibid, p. 129. [81]
London
Times once
sarcastically commented that if Marx had Five Pounds
(Sterling) extra per week, there would have been no
communism. [82]
G.
Baum, “Does the World Remain Disenchanted”, Social
Research, Vol.37, No.2, 1970, pp. 153-202. |
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