Bipul
Kumar Bhadra**
I. INTRODUCTION
Social scientists cannot avoid doing research which is relevant to policy
because their disciplines deal with facts about which policies are made, and
they cannot avoid this as long as they interest themselves in society.
There are differences in degrees of ‘relevance to policy’. Some work in the
social sciences deal directly with those facts and factors with which
politicians and civil servants are immediately concerned. Other work, if it is
intellectually significant and does not deal directly with the things in which
politicians and civil servants are interested at the moment, surely deals with
things which should be taken into account by any one who wishes to arrive at a
serious and responsible judgment. In that sense all social science is
potentially relevant to policy, however empirical or theoretical it might be.[1]
This
is how Edward Shils brings home the changing role of the social scientists
including sociologists while he was expounding the subtle as well as contested
relationship between sociology and social or public policy in his much
celebrated classic work The Calling of Sociology and Other Essays on the
Pursuit of Learning. Indeed, there is a number mention worthy instances that
show that social scientists took up the public roles of policy makers. Woodrow
Wilson (1856-1924), a Professor of Political Science, became the President of
the United States of America (1913-1921). Fernando Henrique Cardoso (1931- ), a
Professor of Sociology, became the President of Brazil (1995-2002). Henry Alfred
Kissinger (1923- ), who was a member of the Faculty at Harvard University, both
in the Department of Government and at the Center for International Affairs,
became the Secretary of State of the United States (1973-1977).
Daniel Patrick Moynihan (1927-2003), a Sociologist and a Harvard
Professor, became an Assistant to the American President for Urban affairs
before his appointment to India as US Ambassador (1973-1975). But that was not
the case always. Until recently the position of social sciences[2]
was far from agenda setting in so far as their role in making or shaping
policies is concerned. Controversies surrounding the public role of the social
sciences in policy making and implementation and, correspondingly, the role of
the social scientists including sociologists are yet to show signs of abatement
in the concerned literature. Viewed against this background it is no surprise
that this issue became the theme of the 85th Annual Meeting of the American
Sociological Association in 1990. It was entitled “Sociology and the Public
Agenda”. More than a decade later, in 2003, social policy (along with the
issues of governance and mobilization) became the leading theme for the XXIXth
All India Sociological Conference held at Udaipur in Rajasthan.
The relationship between the social sciences and the organizations
(public and private) has been always less than satisfactory. In particular
sociology is accumulating increasing deficit in the policy-making arena in view
of the fact that it is yet to demonstrate its utility and relevance to society
either in the amelioration of societal and/or individual problems or in
promoting society’s developmental goals. Sociologists, whether in India or
elsewhere, are yet to convince the government and other organizations that their
expert knowledge and skill can be productively fed into the policy making
process to deal with diverse social issues and problems, viz., rural and urban
poverty, inequality, unemployment, housing, pollution control, crimes,
education, family disorganization, transportation, energy, urbanization, health
care, displacement due to development projects, and so on. To get an idea of the
policy deficit, which sociology and other social sciences have accumulated, one
needs only to have a cursory look at some of the publications such as those by
Lyons, Lynn Jr., and Scott and Shore.[3]
The policy shortfall also grew because of the resistance offered by the
sociologists themselves, those who oppose the practical application of sociology
on purely pragmatic grounds. They argue “it is good that sociological research
draws very little attention from policy-makers and the media because it both
insulates the discipline from outside pressures to pursue certain research
topics, particularly those that are topical, and protects the discipline from
being sanctioned by the state if the research does not support a particular
political agenda or ideology.”[4]
But this kind of rationale is self-defeating for longer-term interests of
sociology. The reason is that, as Wilson argues correctly, “the more
sociology
is ignored by policy makers and the media, the less attention it receives as an
academic discipline and therefore the more removed it is from the
decision-making arena, the fewer students it attracts, and the more difficulty
it has in trying to obtain funding support from private foundations and
government agencies.”[5]
The result is sociology’s ever-increasing accumulation of policy deficit.
Against this backdrop the present paper makes a modest attempt, within
the relevant historical context, to explore the role, both real and potential,
of the sociologist to become an actor in the policy making and policy processes
in the modern society. The strategy of presentation of the arguments is as
follows. In the second section I trace, from the perspective of historical
sociology, how the much-publicized and so-called impasse emerged through
depoliticization of social science or sociology. In other words, I show how
sociology and other social sciences came to be stripped of their policy making
potential and were subsequently dissociated from policy related research and
studies in spite of their embodied value relevant evaluative content. This
includes a brief discussion of the nature and scope of social policy or,
synonymously stated, public policy. In the third section I take up what follows
from my discussion in the preceding section. That is, I take up Weber’s
methodological prescriptions and undertake a critical assessment of Weber’s
plea for a value free sociology. In the fourth section I briefly sketch the
contemporary trends underlying the application of social and especially
sociological researches to the fields of public and social policies—two fields
being used interchangeably for my purposes here. It also includes a brief
discussion of the historical background for the growing alliance between
sociology on the one hand and public policy or social policy on the other.
The final section contains concluding remarks including a brief review of
the position of the Indian sociologists in respect of social or public policy.
II.
DEPOLITICIZING SOCIOLOGY AND
RISE SOCIAL/PUBLIC POLICY SCIENCE
The rise of value free sociology and its conversion into a virtual
professional ideology
of
the sociologists is not accidental. In fact it is integrally connected with the
consolidation of industrial capitalism in the nineteenth century onwards and its
growing linkage with modern science and technology. From now on only that
knowledge and research can be
carried on which does not, above all, question the
exploitative institutional structures -- political or otherwise – of
capitalism and its attendant science and technology. Inevitably, sociology,
along with some other disciplines, suffered a notable historic set back. In the
late 1930s J.D. Bernal, a Marxist scientist, thus woefully pointed out:
It is becoming increasingly apparent that we need to bring up what may be
called the left wing of science - biology and still more, sociology and economics – to the level of earlier development of
physics and chemistry.
This is not merely a matter of providing more funds for the study of these
subjects or attracting into them workers of great ability. The great trouble
about biological and, still more, sociological sciences, and the basis of the
feeling that they are not real but pseudo-sciences, is that they have no
adequate positive relation to practical life. The physicist or the chemist is
discovering techniques which, if they are internally efficient, have every
prospect of finding their way into direct application for human welfare. … For
the biologist there is still considerable possibility of application in
medicine. The agriculturist, however, is now faced with a world where
restriction, and not development, is the order of the day, and the enormous
potentialities of biological discovery have no prospect of being realized in
practice. With sociology it is far worse.
Not only are all sociologists removed from any executive power, so that
sociology cannot become experimental science, but the very inquiries which are
made into social forms are blocked when it appears that they would lead to a
criticism of the existing order of society and diverted on to a sterile and
merely descriptive academic plane.[6]
However, as I said, in the beginnings of social thought the
situation was quite otherwise. There was unity between production of knowledge
and its application in practice. The
classical figures of social thought from Aristotle and Plato down to Nicolo
Machiavelli, Adam Smith or G.H. Hegel, among others, always thought that it was
their task to define the ends of society and lay down, accordingly, the
obligations of both citizens and rulers. The social philosophers occupied, until
the modern times, the roles of the counselor, adviser, and instructor in
relation to both the
policy
makers and the citizens.[7]
But this coalescence of knowledge and policy making was ruptured by the social
scientists when they began blindly imitating natural scientists.
The latter studying the natural world was interested to discover the laws
that exhibit the enduring patterns in the realm of natural phenomena. Like them
the social scientists became interested in using reason to discover social laws
that govern and explain the human behavior and social phenomena in the social
world. What is more important, if not distressing, is that even when they
studied social issues or problems and suggested remedies to cure them, they
paradoxically refrained from defining the proper aims of policy except by doing
“scientific research”. In other words social sciences including sociology
went through the process of depoliticization.
What it boils down to is that a social scientist cannot perform the role
of a social scientist if he or she engages in any of the tasks related to the
policy process that will invariably contain political implications. The
resultant consequence of this disjuncture was that, argues Shils,
social
scientists became less ‘political’, in that sense that they attributed less
efficacy to the desires and will of governments and the politicians who were in
charge of them. They did not think that the decisions of rulers, princes, prime
ministers, presidents and legislators could be decisive; such power to change or
to maintain existing social arrangements, in so far as it lay with human beings
at all, lay in ‘deeper social forces’ and in public opinion. It was
therefore to the latter that social scientists addressed their work as well as
to the more restricted social circles of their like-minded professional
colleagues. Only by a better understanding of the ‘deeper forces’ at work in
the processes and structures of society
could the course of society be affected. The main task therefore was to create a
scientific social science.
The
social science became ‘depoliticized’; the study of politics turned to the
production of specific recipes for administrative practice and the description
of governmental processes. The other social sciences -- economics and the slowly
growing sociology and anthropology – were substantively and methodologically
apolitical. The desire to establish their disciplines as rigorously scientific
and their belief that political preconceptions and passions would hinder this
drew them away from politics and politicians.[8]
The
social scientist can be a counselor to the politician or the civil servant. He
can even enlighten
public
opinion about problems or the state of his society. And if he does so, he may be
doing it as a technician or citizen who is utilizing his specialized
sociological knowledge and skill. But,
to be sure, as a social scientist he has nothing to do with the ends of policy
to be framed and pursued. Neither can he make political or ethical
recommendations and decisions. As a social scientist he is ethically neutral who
does not mix up facts with values or colors judgments of facts with those of
(ethical and/or political) values, whatever the value- relevance or implication
of those statements of facts might be in reality in the society.
It is against this general background one can appreciate the
methodological prescriptions recommended by Max Weber (1864-1930) for the
exclusion of values from (scientific) sociological work. This helps him also to
understand why the sociologist or the social scientist cannot at the same time
be a policy maker or policy scientist because policy is above all an embodiment
of this or that set of values which can be defined here as those ideas or
conceptions which are shared by the people in a society about what is good and
bad, right and wrong, or desirable and undesirable. In a culture the values
typically come in a pair, so that for every positive value there is a negative
one.[9]
Dunn points out that, etymologically, the term “policy” comes from
three different languages. The Greek root polis (city-state) and the Sanskrit
root pur (city) evolved first into the Latin politia
(state) and then into the Middle English policie,
meaning the conduct of public affairs or the administration of government. Two
other words such as police and politics have also the same etymological origin
as that of policy. This is also the reason why some other modern languages like
German and Russian, for instance, have only one word (politik, politika)
to mean both politics and policy. Finally, this is also the reason why
boundaries of such disciplines as political science, public administration, and
policy sciences – all of which heavily concentrate on the study of politics
and policy—are not clearly demarcated. In
point of fact policy making is, in one way or another, a political process.[10]
Moreover Dunn suggests that
“policy analysis is embedded in political processes that reflect conflicting
values of different segments of the community as they have pursued their own
visions of social improvement.”[11]
Sutton reminds us that policy making is as much political as it
is analytical and also problem solving.[12]
Similarly, it is extremely difficult, if not impossible, to have a
definition of policy which is accepted by all. In fact, while trying to define
the term, various scholars have emphasized various dimensions of policy. For
David Easton, policy refers to a web of decisions and actions that allocate
“values.”[13]
According to W.I. Jenkins, public policy is “a set of
interrelated decisions taken by a political actor or group of actors concerning
the selection of goals and the means of achieving them within a specified
situation where these decisions should, in principle, be within the power of
these actors to achieve.”[14]
W. Parsons regards policy as an expression of political rationality.
“To have a policy is to have rational reasons or arguments, which contain both
a claim to an understanding of a problem and a solution.
It puts forward what is and what ought to be done. A policy offers a kind
of theory upon which a claim for legitimacy is made.”[15].
Finally, I may quote as well J.E. Anderson who defines policy as “a
goal-directed or purposive course of action followed by an actor or set of
actors in an attempt to deal with a public problem.”[16]
Whatever the subtle differences among these ways of conceptualizing it, it is
notable that policy is not something that belongs to the realm of the private.
It is either social policy, which is more frequently than not, is in usage in
European, particularly Britain, or public policy, which is more prevalent in
social sciences parlour of America. Both of them belong to or are integrally
connected with the rising discipline called policy science, policy sciences or
policy studies. Daniel Learner and Harold D. Lasswell made the first systematic
attempt to emphasize the need for scientific analysis of policy in 1951.[17]
What
is social policy? There is no
agreed definition of social policy. It is an omnivorous concept that will
embrace of all sorts of welfare and well-being issues that confront the
individual and his society: social service, social security, working conditions,
health and safety concerns,
education,
poverty and unemployment, social exclusion and marginalization of the least
privileged groups, housing and urban affairs, crime and criminal justice,
community care, environment and pollution, employment for the disabled, families
and children, vocational training for the young and youth policy, elderly
people, equal treatment for men and women, and, today, even citizen
participation on partnership basis
with public and private institutions and agencies. Simply put, social policy
stands not only for the policies which governments use for furthering social
welfare (i.e. well-being, range of services, financial assistance, utility, etc)
and social protection (i.e. protection in certain conditions such as childhood,
sickness, disability, old age, unemployment, etc) but also for the ways and
means by which they are achieved and developed. It includes making and choosing
alternative courses of actions. All of these are basically equivalent to the
tasks of the welfare state.[18]
By social policy Titmuss refers to “ the study of the range
of social needs and functions, in conditions of social scarcity, of human
organizations traditionally called social service or social welfare systems to
meet those needs.”[19]
Recently Anne West, the
Convener of the Social Policy program in the Department of Sociology at LSE,
points out in her introductory remarks that as a discipline social policy is
both applied and interdisciplinary covering a large number of other social
scientific disciplines such as economic, sociology, psychology, geography,
history, philosophy and political science. ”Social Policy is focused on those
aspects of the economy, society and polity that are necessary to human existence
and the means by which they can be provided. These basic human needs include:
food and shelter, a sustainable and safe environment, the promotion of health
and treatment of the sick, the care and support of those unable to live a fully
independent life; and the education and training of individuals to a level that
enables them fully to participate in their society. The study of Social Policy
is designed to reflect on the ways in which different societies have developed
ways of meeting these needs, or have failed to do so. Some societies rely on
informal or family institutions, some on private markets and individual actions,
some on governmental actions through what is often termed the welfare state.”[20]
While this sums up the
broad sphere of concerns and purposes as rationale of social policy as a
discipline, the coverage of this discipline as an academic course has
comprehensive similarities with what is usually the subject matter of sociology.
Social policy cannot be discussed in a social vacuum and it is hardly
meaningful without situating it within the actual context of the society and its
culture -- the realms of sociological investigation. As Titmuss points out:
It
is clear that the study of social policy cannot be isolated from the study of
society as a whole in all its varied social, economic and political aspects.
An essential background for the study of social policy is a knowledge of
population changes, past and present and predicted for the future; the family as
an institution and the position of women; social stratification and the concepts
class, caste, status and mobility; social change and the effects of
industrialization, urbanization and social conditions; the political structure,
the work ethic and the sociology of industrial relations; minority groups and
racial prejudice; social control, conformity, deviance and the uses of sociology
to maintain status quo.[21]
If
this description of the subject matter of social policy is accepted, then it can
also very well be the subject matter of sociology, regardless of academic
emphases given to the respective disciplines. It means that there are enormous
trade-offs between the two. The social policy is parallel to, if not equivalent
of, what is called public policy, which is considered a “process of making
choices among competing demands, especially when there are scarce resources.”[22]
However, unless otherwise is indicated, public policy refers to what the
governments do. Anderson, Brady and Bullock III point out that public policies
are developed by governmental institutions and officials through the political
process or politics. They are the outcome of actions of legitimate authorities
in a political system and these authorities may be, for instance, the elders,
paramount chiefs, executives, legislators, judges, administrators, councilors,
monarchs, and the like who engage in the daily affairs of the political system.
They are the ones who are recognized by the people to have the legitimate power
of taking binding actions in the form of public policies for achieving specified
goals or objectives.[23]
In this light Anderson and others spefically points out five essential
features of public policy. First, public policy is a purposive-goal directed
action rather than chance or random behavior. Second, public policy consists of
courses of action performed by government officials, and certainly not a result
of separate and discrete decisions or actions. Further, a policy involves not
only a decision to enact a law but also follow-up decisions to enact other
subsequent acts to implement, interpret, and enforce the law. Third, policy does
mean what the government intends to do or what it will do. It means what the
government does in fact with regard to a problem such as cleaning up the
environment, redistributing income, or controlling inflation. Therefore, for
instance, the enactment of food distribution policy means that the government
has actually done to provide food to the hungry and needy but not what it
intends to do because the hungry and needy cannot eat the government’s
intentions, however good. Fourth, a public policy can be positive or negative.
In the former case, the government takes an action that affects the particular
problem. In the case of negative public policy the government does not act where
a government action is sought apparently because the government decides not act
following a laissez fare or hands-off policy. Fifth, public policy is based on
law and hence non-compliance invites punishment. Policies of non-governmental
organizations lack this power of legitimate coercion. Finally, how the public
policies will be formed depends on the way the politics of public policy is
played out.[24]
A related concept that is useful in the context of this essay is what is
called policy-making or, in specialized technical vocabulary, the “policy
process”, i.e. the various methods, strategies and techniques by which
policies are actually formed. The policy process is very crucial to the analysis
of policy, policy analysis or policy–making. It is this policy process that in
the last instance translates a social issue into a social or public policy. The
public policy process refers to, describes Miyakawa,
all
the mechanisms through which the decision making
and the implementation
of public policy are made in our society It
is a process in the sense that it involves a linked series of activities and
events oriented to the achievement of one or more specific objectives.
The policy process characterizes how a political system goes about transforming
public demands for government actions arising from the socio-economic
environment into a public policy. The policy process commences with the
perception of an issue which calls for some kind of policy decision, the
generation of ideas and the initiation of proposals, continues with some form of
debate, analysis and evaluation for the making of formal decisions, and is
followed by the implementation of the decisions made through designated actions.
The process concludes with the evaluation of the policy outcomes, leading to the
policy termination or feedbacks to the next policy cycle.[25]
Just
as there is no one grand theory of policy making, so also there is no single
grand approach to the policy process. In fact there are different approaches
that elucidate the policy process as the out of an womb in which many
activities, factors and actors are embedded or involved in complex relationship
of interdependence and interaction. Moreover, policy content is linked up with
the policy-making process.
Anderson and others offer an introductory approach to explain what is
involved in policy-making. They point out that public policy itself is a process
but it is a single process by which policy is formed. The formulation of the
policy consists of five stages or steps through which policy-making takes place.
An important advantage of their sequential approach to policy making is that it
chronologically follow the sequence of activities that occur in five stages. The
first stage is problem formation. A problem is a situation that produces, as
Jones argues, “a human need, deprivation, or dissatisfaction, self-identified
or identified by others, for which relief is sought.”[26]
Only those problems – whether pollution, inflation, child abuse, or
crime in the street – which cause so much dissatisfaction or difficulty for
the people as to compel them to seek remedy and thus move them to action become
problems for the policy maker. That is the problem must take on public dimension
and importance. “The most important thing that distinguishes public from
private problems is the number of people involved. Thus, public problems are
those that have broad-ranging effects, including consequences for persons not
directly involved (as in a labor-management dispute).”[27]
It seems that this view of problem is similar to Mills’ own conception of
public issue, which is in turn the subject matter of Millsian sociology. More
will be said later. In any case the second stage is policy agenda. Not all
problems attract the attention of the government or the politician and hence
they are not agenda setting. Put otherwise, only those problems, which receive
serious attention from the policy makers, become itemized in the agenda. These
problems achieve agenda status because particular groups, whose interests are
affected, seek redress from the government. “Depending upon the power, status,
and number of people in the group, the government may be compelled to put the
problem on the agenda.”[28]
The third stage in the policy process is policy formulation and adoption.
Policy formulation implies “development of pertinent and acceptable proposed
courses of action for dealing with public problems”. What is more important
here is the fact that policy formulation does not automatically result in the
adoption of what is formulated as policy, viz. a law, rule or order, for
instance. The eventual adoption depends on whether the proposed policy or
policies are acceptable to the people who make policy decisions on the one hand
and also on whether prevailing contextual conditions are favorable to their
adoption. In the long run, “certain provisions will be included and other
provisions dropped, depending upon what builds support for the proposed
policy.”[29]
Moreover, what will ultimately be the form and nature of the adoption policy and
thus the policy formulation will depend upon “how many branches of government
are involved in the adopting process.”[30]
In principle the law, rule or order once adopted becomes, in the fourth stage,
what is called public policy. Then again, argue Anderson and others, “the
content and effect of public policy may be greatly changed during the
implementation stage. Thus, the implementation or administrative stage of the
policy process is doubly important because without application the policy has no
effect, and the application of policy proposals sometimes changes the nature of
policy itself.”[31]
Needles to add, in the implementation process the legislatures and the
courts are also important players although it is the administrative agencies
that are the primary agencies of implementation. The final stage in the policy
process is policy evaluation or appraisal of the content of policy and its
effect. That is, the evaluators try to determine whether or not the concerned
policy has worked. Policy appraisal may necessitate additional policy-making,
thus starting the policy cycle all over again. There are two types of
evaluation. The first is called seat-of the pants or political evaluation, which
are basically impressionistic, being based on fragmentary, evidenced and often
ideologically slanted. The second type of evaluation is systematic evaluation of
policies and programs. It seeks “to objectively measure the societal impact of
policies and the extent to which stated objectives are met. Systematic
evaluation focuses on the effects a policy has on the problem to which it is
directed. Thus, it gives all concerned with the policy process some feeling for
the impact of policy.”[32]
An important point to remember about this five-stage sequential approach
to policy-making, although only one among many advanced by others, is the
emphasis Anderson and others put on the context within which policy-making
activity is undertaken. There are different contexts that are relevant in this
respect: historical context, environmental factors like political culture,
public opinion, social and economic systems, and finally the institutional
context, viz. federalism, separation of powers and the party system in the
democratic constitutional setup. Furthermore the policy-making takes place at
different levels. It may occur at the level of micropolitics in which case a few
individuals or companies, for instance, ask for favorable government action for
their benefit (viz. tax benefit). Another policy level is subsystem politics
“which are usually focused on a particular policy or functional area, such as
commercial air transportation, agricultural extension activity, river and harbor
development, the management of public grazing lands, or the granting of
patents.”[33]
Lastly the policy-making may happen at the level of macropolitics
involving “the community as a whole and the leaders of government generally in
the formation of public policy – whether to combat inflation, provide for an
adequate supply of energy, or reform the welfare system.”[34]
Participants in the macroplitical arena can range from the president or
the prime minister down to an intellectual group. Major changes or developments
in the public policy normally happen at this macropolitical level.
Let me briefly mention the historical origins of the social or public
policy. In tracing this genealogical ancestry of the discipline I need not start
from the time of Mesopotamian civilization which in the city of Ur, situated in
Southern Iraq, produced one of the first legal codes in the twenty first century
B.C., some two thousand years before Aristotle (384-322 B.C.), Confucius
(551-479 B.C.), and Kautilya (circa
300 B.C.).[35]
An important historical watershed in the production of policy relevant
knowledge as relatively an autonomous area, resting on scientific procedures and
free from interests and prejudices of everyday politics, occurred with the
coming of the Industrial Revolution and Enlightenment in the latter part of the
eighteenth century. These two epochal events witnessed the rise of an
all-pervasive the belief in human progress, to be achieved through increasing
use of science and technology. These events had profound impact
among
the policy makers and those who advised them.
“It is in this period that the development and testing of scientific
theories of nature and society were gradually seen to constitute the only
possible objective means to understand and resolve social problems. Mysticism,
magic, and divination gave way to modern science. In the realm of policy
analysis, this meant the production of policy–relevant knowledge according to
the cannons of empiricism and the scientific method.”[36]
However, in the twentieth century the social scientific disciplines
including sociology came under the process of professionalization.
From now on, the producers of policy were “no longer the heterogeneous
group of bankers, industrialists, journalists, and scholars who guided the early
statistical societies and other institutions for policy research. They were,
rather, university professors who specialized in teaching and research and were
increasingly called upon by governments to provide practical advice on policy
making and government administration. In background, experience, and motivation
they were also members of social science profession.”[37]
In the context of the present essay the contributions of two particular
sociologists are important as far as policy sciences are concerned: Karl
Mannheim (1893-1947) and Max Weber (1864-1920).
Dunn regards their contributions as “foundational studies in the policy
sciences.”[38]
Dunn categorically asserts that the development of the policy sciences in the
postwar era owes much to such ‘early methodological contributors as Weber and
Mannheim’. Mannheim contributed to the policy studies in his Ideology and
Utopia: An Introduction to the Sociology of Knowledge (1929) and Man and
Society in an Age of Reconstruction (1940). Mannheim outlined, among other
things, the importance of specialized knowledge for planners and policy makers.
In his Man and Society in an Age of Reconstruction Mannheim criticized
the planners because they emphasized “functional rationality” at the expense
of what he called “substantive rationality”. Functional rationality
signifies relationship of means to certain ends, while substantive rationality
is concerned with the appropriateness of the ends or goals themselves.[39]
Thus, to put it in the words of Moroney, “the analyst who
operates within the process approach to policy formulation assumes that his or
her role is purely technical and that questions of substantial rationality
belong only to the decision makers. Mannheim used Germany of the 1930s as an
example of functional rationality in its extreme. The analyst’s function was
not to question the decisions of those in power: it was solely one of
implementation of the ‘final solution’.”[40]
But the other sociologist, Weber, who actually championed the doctrines
of ethical neutrality and the separation of the realm of empirical knowledge
from that of values, is also the one who contributed to the growth of
value-relevant social research. This is why Dunn contends that Weber’s aim was
not to create “a gulf between social science and social policy, the latter of
which inevitably involved value judgments; it was rather to show the various
ways that empirical science can help to clarify value questions.” Thus Dunn
concludes:
Contrary
to much scholarly opinion, Weber did not conceive of social science as a
value-free enterprise and was himself engaged in a number of controversial
policy research projects in the 1890s, as a member of the German Association for
Social Policy. Weber did insist, nevertheless on a rigorous distinction between
empirical knowledge and value judgments, precisely because so much of the
scholarly work of his day contained value judgments masquerading as value-free
science.[41]
It is to this dimension that I now
turn to evaluate Weber’s so-called but celebrated distinction between
empirical knowledge and value judgments in sociology and their bearing on the
policy-making role, whether potential or actual, of the sociologists today in
the twenty first century.
III
WEBER, AND VALUE - FREE SOCIOLOGY: POLICY
DEFICITS IN THE ROLE OF SOCIOLOGIST
While discussing the social
functions of science function Bernal argued:
Science,
conscious of its purpose, can in the long run become a major force in social
change. Because of the powers which it holds in reserve it can ultimately
dominate other forces. But since, unaware of its social significance, becomes a
helpless tool in the hands of the forces driving it away from the directions of
social advance, and, in the process, destroying very essence, the spirit of free
inquiry. To make science conscious of itself and its powers it must be seen in
the light of the problems of the present and of a realizable future. It is in
relation to these that we have to determine the immediate functions of science.
… It is the function of science to study man as much as nature, to discover
the significance and direction of social movements and social needs.[42]
Understandably
the sociologist, for the Marxist scientist Bernal, is not simply a social
scientist who carries on his scientific activity devoid of any policy
implications. For him sociologist is someone who, as a scientist, does his
science not for its own sake in the abstract but for the valued ends in the
long- run so that the existing society becomes a better place for all of us to
live in. Sociologist is a policy-maker at least in the sense that his sociology
generates suggestive policy implications and recommendations which, if included
in the social and/or public policy content, would bring about a welcome societal
change and at the same time serve the needs of the citizen. This is not the
position in the case of Weber, not because he was unaware of importance of
value-relevance of empirical social research but because of the theoretical and
methodological positions that marked his sociology. Weber occupied bourgeois
class position and he himself admitted that by saying this:
“I am a member of the bourgeois classes. I feel myself as such and I am
educated in its views and ideals.”[43]
Therborn rightly states that Weber “modelled his sociology on liberal
marginalist economics” and “marginalist economics starts from the individual
actor calculating how to realize his goals with a scarcity of means, and therein
seeks what can be called an explanatory understanding of the regularities of the
market.”[44]
While more will be said latter, it suffices for now to say that from this
standpoint, along with Weber’s other theoretical and methodological
prescriptions, it is difficult for the social scientist or, for that matter, the
sociologist to emerge as policy-maker or contribute to policy-making. The task
then for the moment is to summarize briefly what Weber said in this connection
in this regard.
In a way, Weber had to confront the relationship between social research
and issue of policy-making in view of the situation that exited in the then
Germany where many social scientists took for granted the validity of their
claim to relate their research to one or more dimensions of policy making:
providing relevant data that would be relevant for making policy,
evaluating consequences of alternative courses of policy actions that may
considered, the recommending the preferred ends of policy or suggesting the best
policy alternative to be pursued. In the context of the present paper, these are
questions concerning the role of the sociologist in the making of social or
public policies of his/her society. That is, to what extent, if sociologist in
the making of social or public policies of his/her society. That is, to what
extent, if
at
all, can the sociologist take on the role of the policy maker? In Weber’s
words: “What is really at issue is the intrinsically simple demand that the
investigator and teacher should keep unconditionally separate the establishment
of empirical facts (including the ‘value-oriented’ conduct of the empirical
individual whom he is investigating) and his own practical evaluations,
i.e. his evaluations of these facts as satisfactory or unsatisfactory (including
among these facts evaluations made by the empirical persons who are the objects
of investigations). These two things are logically different and to deal with
them as though they were the same represents a confusion of entirely
heterogeneous problems. …The social sciences, which are strictly empirical
sciences, are the least fitted to presume to save the individual the difficulty
of making a choice, and they should therefore not create the impression that
they can do so.”[45] It
is quite clear that for Weber wanted free social science research of potential
abuses implicit in the value-judgments of the social scientist.
He firmly advocates that
it
can never be the task of an empirical science to provide
binding norms and ideals from which directives for immediate practical
activity can be derived. … An empirical science cannot tell anyone what he should
do -- but rather what he can do – and under certain circumstances --
what he wishes to do. … The capacity to distinguish between empirical
knowledge and value-judgments, and the fulfillment of the scientific duty to see
the factual truth as well as the practical duty to stand up for our own ideals
constitute the program to which we
wish to adhere with ever increasing firmness.[46]
How
does Weber view the status of social policy (i.e. “statements of ideals”)[47]
from this standpoint of fact-value dichotomy, implying at the
same time the nature of relationship between the social scientist and the
policy-maker? Here too, Weber rules out the inclusion of the social policy
within the scope of social scientific study in view of their value relevance. As
Weber states: “The distinctive
characteristic of a problem of social policy is indeed the fact that it
cannot be resolved merely on the basis of purely technical considerations which
assume already settled ends. Normative standards of value can and must be
objects of dispute in a discussion of a problem of social policy because
the problem lies in the domain of general cultural values.”[48]
From
this point of view the sociologist as a scientist can hardly afford to become a
policy-maker or policy analyst.
Does
all this mean that values or value judgments do not have any place in social
scientific research? Are values irrelevant to social sciences? Can the social
scientist have a value-determined standpoint, anyway? It is of importance to
note that Weber, in spite of the gulf between science and values that he
created, nevertheless did not underrate the role of values either in social
science or in human life. He points out that the specificity of the historical
and cultural sciences lies in their being disciplines of cultural significance.
The concept of culture stands singularly for values, the presence of which makes
the undertaking of scientific endeavor worthwhile and significant.
The problems of social
sciences are selected by the value-relevance of the phenomena treated. … The
concept of culture is a value-concept. Empirical reality becomes
‘culture’ to us because and insofar as we relate it to value ideas. It
includes those segments and only those segments of reality which have become
significant to us because of this value-relevance. Only a small portion of
existing concrete reality is colored by our value-conditioned interest and it
alone is significant to us. It is significant because it reveals relationships
which are important to us due to their connection with our values… All
knowledge of cultural reality, as may be seen, is always knowledge from particular
points of
view. When we require from the historian and social research worker
as an elementary presupposition that they distinguish the important from the
trivial and that he should have the necessary ‘point of view’ for this
distinction, we mean that they must understand how to relate the events of the
real world consciously or unconsciously to universal ‘cultural values’ and
to select out those relationships which are significant for us.[49]
Furthermore,
the central object of study of (interpretative) sociology, in contrast to the
natural sciences, is human behavior to which the behaving individual attaches
cultural significance.[50]
Be that as it may, Weber’s methodological prescriptions created what
Gouldner called a
myth in his Presidential Address delivered at the meeting of the Society for the Study of Social problems in 1961, more that forty years ago. Although many sociologists since then have evaluated Weber’s stand on the concerned issue, Gouldner’s assessment still remains
substantially
valid even if he did not directly deal with the policy making role of the
sociologists as such. To begin with, Weber’s value-freedom principle has
indeed performed its historic functions. It did enhance the cohesion and
autonomy of the discipline vis a vis
political and religious constraints in the societies of its origin and
expansion, Europe and America, and thus enabled the discipline to freely pursue
its basic problems and concerns. The Weberian principle was useful in promoting
cohesion and autonomy of the modern university, the modern citadel of reason and
enlightenment, that was now depoliticized by putting in place a modus
vivendi among politically committed academicians.[51]
More significant from the point of view of the present paper is the
contradictions and confusions which Weber’s value-freedom doctrine introduced
into the discipline and profession of sociology. Some of the pertinent
contradictions and confusions that will have negative, rather than positive,
effect on sociology and its development may be raised.[52]
These are, among others, are follows: Does the acceptance of objective and value
free sociology mean that sociologists cannot make value judgements in matters
where they have competence or where they can acquire competence by doing it?
Should they be morally and politically indifferent to implications of
their work? Are they not entitled to deduce value implications of their factual
judgments in their work and make them part of their such work or make them
public? Or can they make judgments of fact if they simply point out that those
judgements are different from so-called factual statement?
Isn’t the principle value free doctrine a sort of carte blanche
that empowers the sociologist to pursue his private agenda facilitating, at the
same time, the abdication of his public responsibilities as a citizen? Is it not
the case that the sociologist could have given, in the absence of the so-called
value freedom principle, a rather credible account of value-relevance of the
factual accounts of his sociological research?
Particularly
if the teachers, who are also sociologists, ought not to express “their
personal values in the academic setting, how then are students to be safeguarded
against the unwitting influence of these values which shape the sociologist’s
selection of problems, his preferences for certain hypotheses or conceptual
schemes, and his neglect of others. For these are unavoidable and, in this
sense, there is can be no value-free sociology.”[53]
Indeed, Weber offers us no guide as to how to ensure value-free results just
because the investigator openly declares his intention not to mix up his value
judgments with the empirical knowledge because all stages of research process
are in one way or another connected with valuations the investigators consider,
whether consciously or unconsciously, appropriate and relevant.[54]To
state otherwise, facts to be investigated do not exist in their own right but
are organized and determined through the moral spectacles that the investigator
uses to look at them and the world.
Parkin states that Weber’s belief in the supposed capacity of the
researcher to distinguish between empirical knowledge and value judgment is like
the belief of the newspaper editors in their capacity to distinguish between
news and comment. They claim that in presenting news they scrupulously stick to
recording facts, while editorial columns are judgments on the facts. But media
sociologists inform us “what counts as ‘news’ is in fact the end product
of a very selective social process. In recording some events and suppressing
others, as well as in the moral vocabulary employed in the manufacture of news,
certain biases and preconceptions are quietly at work. What purports to be an
impartial recitation of factual events is thus a thoroughly loaded presentation.
The biases may operate in a more subtle and subterranean fashion than they do in
the case of editorial comment, but that makes them all the more effective.”[55]
Louis Wirth and Robert Lynd, two of those sociologists who
were associated with the unmasking tradition in American sociology, point to the
same conclusion. Wirth, writing in the Preface to Karl Mannheim’s Ideology
and Utopia, has reminded that assertions in the social sciences, no matter
however objective they may be, have “ramifications extending beyond the limits
of science itself” and accordingly points out that truth itself, not being a
simple correspondence between thought and existence, is “tinged with the
investigator’s interest in his subject matter, his standpoint, his
evaluations, in short the definition of his object of attention.”[56]
Lynd has advised sociologists to be more candid about their
‘motivations/ and not to hide behind “the aloof ‘spirit of science and
scholarship’”[57]
The fact that
values are extra-scientific or non--scientific and that they are elusive of
logical formulation does not free the social scientist from moral, political and
intellectual implications underlying his methodological commitment to objective
detachment. Science itself is, as Michael Polyani says, “a system of beliefs
to which we are committed.”[58]
There is little doubt to the fact that values arise from various
possibilities and are involved in all stages of sociological studies and
research.[59]
Thus Mills writes, echoing Gouldner, Parkin and others cited above: “Values
are involved in the selection of the problems we study; values are also involved
in certain of the key conceptions we use in our formulation of these problems,
and values affect the course of their solution.”[60]
A few examples of how values or value judgments are
involved in sociological studies and research may be mentioned here for purposes
of illustration of the point I am pursuing so far. Let me cite an example from
the area of sociology theory. Jeffrey C. Alexander, a contemporary sociological
theorist of international prominence, clearly states that evaluative elements,
values or nonfactual/non-empirical elements are an integral component of theory
defined as “a generalization separated from particulars, an abstraction
separated from a concrete case.”[61]
A theory has, according to Alexander, two components in its content: factual and
nonfactual elements. What is the weight or importance of
nonfactual/non-empirical component in Alexander’s concept of sociological
theory? Let me quote Alexander:
Theories, then, are generated as much by the nonfactual
or nonempirical processes that precede scientific contact with the real world as
they are by this ‘real world’ structure.
By nonfactual processes I mean such things as graduate school dogma,
intellectual socialization, and the imaginative speculation of the scientist,
which is based as much on his personal fantasy as on external reality itself. In
the construction of scientific theories, all these processes are modified by the
real world, but they are never eliminated. There is then a double-sided relation
between theories and facts. I will call the nonempirical part of science the
a priori element. This element is carried not through observations but by
traditions. Such a claim might strike you as rather odd. You would normally
view science, the prototype of rationality and modernity, as antithetical to
tradition. In my view, however, science– even when it is rational–vitally
depends on tradition. Sociology is an empirical social science, committed to
rigorous testing, to facts, to the discipline of proof and falsification. Yet
all these scientific activities, in my view, occur within taken-for-granted
traditions which are not subject to strictly empirical evaluation.[62]
The
nonempirical/nonfactual elements consist of presuppositions that refer to
general assumptions which every sociologist makes when he encounters reality –
be it action or order, for instance. The presuppositions about action and order
are the foundations on which sociology rests. Whether theorists or not,
sociologists have to make presuppositional decisions and live with their
consequences as well.[63]
Furthermore, theory is not only evaluative but also politically
value-relevant and determined. To quote Alexander: “Sociological theories are
not simply attempts to explain the world, but also efforts to evaluate it, to
come to terms with broader questions of meaning. Because
they are existential statements and not just scientific ones, they invariably
have enormous political implications.”[64]
Another example of the role of the values in sociology can be cited from
the recently arisen sub-field of sociology: feminist sociology. It makes amply
clear how (male) values have virtually affected the entire corpus of sociology.
Feminist sociology points out that until recently sociology was not a science of
society but rather a science of male society. The male-bias, which was built
into the mainstream sociology, made it malestream sociology. It interfered with
“our knowledge-based understanding of the way our society operates.”[65]
The sexist bias in sociology was all- pervasive. Thus, argues Bernard,
“practically all sociology to date has been sociology of the male world. The
topics that have preoccupied sociologists have been the topics that preoccupy
men: power, work, climbing the occupational ladder, conflict, and sex – but
not women – or women only as adjuncts to men. When women have been dealt with
in this sociology of male society, it has usually been in a chapter or a
footnote on ‘the status of women’, thrown in as an extra, almost beside the
point, rather than as an intrinsic component of a total society.”[66] They were basically
hidden from the sociological gaze since the modern sociology was and still is a
male-dominated discipline. In contrast, the emergent feminist sociology is one
that is for women. It challenges and confronts, argue Pamela Abbott and Claire
Wallace, the patriarchal supremacy that institutionalizes women’s inequality
in the society.[67]
They cite, to give an example, how recent sociologists have questioned
the traditional view that medical science has progressed because of the
application of scientific method, which has also enabled the acquisition of
objective and unchallengeable facts and value-free body of knowledge. But the
fact is that this view grossly ignores or underrates the role of society in
shaping modern medicine:
Marxist
feminists have highlighted inequalities in health care and the ways in which the
health care system serves the needs of a capitalist society. A ‘cultural
critique’ has questioned the view that medicine, as a science, is value-free
and objective, that doctors as professionals are knowledgeable and concerned
with meeting the health care needs of clients, that medical intervention is
always of benefit to clients and that the dramatic reductions in ill health and
general improvements in health achieved in industrial countries in last 100
years are due to advances in medical knowledge.[68]
Indeed
it is pointed out that malestream scientific knowledge, as also malestream
sociology, has ignored, distorted or marginalized women. It has excluded women
from positions of power and authority in all major institutions, including the
political and economic, of the society. That is why “feminist knowledge,
including sociology, challenges the objectivity and truth of that knowledge
(which is presented as neutral) and seeks to replace it with more adequate
knowledge – more adequate because it arises from the position of the oppressed
and seeks to understand that oppression.”[69]
Moreover the feminist theory or sociology is “also political:
it sets out not just to explain society but to transform it. Feminist
theories are concerned to analyze how women can transform society so that they
are no longer subordinated, by understanding how patriarchal relations control
and constrict them.”[70]
The value-laden conception is thus built into the very definition of
feminist knowledge and sociology
Finally let me cite a few examples from the sociology of science and
technology to illustrate how sociocultural values shape even modern science and
technology with the corresponding suggestion that they are not necessarily and
purely outcome of the judgments of facts on which the scientists and
technologists claim to depend for doing what they do.
Thomas Kuhn argues that ‘normal science’ operates according to a
paradigm. It stands for a consensus among
a community of scientists concerning model solutions -- ‘exemplars’ --
to
the problems -- puzzles -- which they deal with. Put otherwise, scientists carry
on their activities in ‘normal science’ within the framework of a given
paradigm accepted by the scientific community at large. The scientists’
commitment to the paradigm is rooted in their training and shared value system.
Scientific revolution takes place when a new paradigm, accepted by the
scientific community, replaces the old one in view of the latter’s inability
to solve an increasing number of perplexing anomalies.
The paradigm shift takes place and the normal business of science
proceeds along the new paradigm. It is apparent from this point that the
distinction between the normal science and crisis (or revolutionary science) is
socially constructed.[71]
According to this Kuhnian analysis of scientific change, knowledge does
not exist independently but is socially constructed within an alternative set of
assumptions accompanying the new paradigm. Restive thus states “in a sense,
Kuhn’s discussion of social factors in scientific change in the early 1960s
was a significant departure from positivistic and idealistic histories and
philosophies of science.”[72]
In his classic study of automation, Forces
of Production (1984), David Noble illustrates how technological development
is guided and shaped by ‘patterns of powerful and cultural values’. He
argues that the
concepts
of ‘economic viability’ and technical viability’, which are often used to
explain technological change, are inherently political. … A major goal of
machine tool automation was to secure managerial control, by shifting control
from the shop floor to the centralized office. There were at least two possible
solutions to the problem of automating machine tools. Machining was in fact
automated using the technique of numerical control. But there was also a
technique of automation called ‘record-playback’ which was as promising as
numerical control yet it enjoyed only a brief existence. Why, asks Noble, was
numerical control developed and record-playback dropped? It was the post-war
period of labor militancy that provided the social context in which the
technology of machine tool automation was developed. Record-playback was a
system that would have extended the machinists’ skill. Although the machines
were more automated under this system, the machinists still had control of the
feeds, speeds, number of cuts and output of metal; In other words, they
controlled the machine and thereby retained shop floor control over production.
Numerical control on the other hand offered a means of dispensing
with these well-organized skilled machinists. The planning and conceptual
functions were now carried out in an office because the machines operated
according to computer programs. The machinist became a button pusher.
Numerical control was therefore a management system, as well as a
technology for cutting metals. It led to organizational changes in the factory
which increased managerial control over production because the technology was
chosen, in part, for just that purpose.[73]
The
same bias based on the dichotomy between male and female values also shapes
contemporary architectural practice. Thus, Margrit Kennedy argues “there would
be a significant difference between an environment shaped mainly by men and male
values and an environment shaped mainly by women and female values.”[74]
Kennedy suggests the following is a list of male and female values characterizes
current architectural practices.[75]
THE
FEMALE PRINCIPLES
THE
MALE PRINCIPLES
1.
More user oriented
than
designer oriented
2.
more ergonomic
than
large-scale/monumental
3.
more functional
than
formal
4.
more flexible
than
fixed
5.
more organically ordered
than
abstractly systematized
6.
more holistic/complex
than
specialized/one-dimensional
7.
more social
than
profit-oriented
8.
more slowly growing
than
quickly
constructed
Male
subjectivity is expressed in tall phallic towers, while female values are
expressed in buildings, which are “round, enclosing, curving and low-rise.”[76]
In the light of the foregoing
illustration
of how values or value-determined decisions are shaping sociological studies and
research, contrary to what Weber prescribed, it will not be prudent to insist on
the maintaining the distance between facts and values. Indeed such an insistence
is, both theoretically and on grounds of practical expediency, is quite suspect.
What therefore is required is what Mills said in his The Sociological
Imagination in the following, which outlines the viable methodological
procedures one the one hand and insists upon appropriate calling that is wanting
in the contemporary sociologist on the other:
So
far as conceptions are concerned, the aim ought to be to use as many
‘value-neutral’ terms as possible and to become aware of and to make
explicit the value implications that remain.
So far as problems are concerned, the aim ought to be, again, to be clear
about the values in terms of which they are selected, and then to avoid as best
one can evaluative bias in their solution, no matter where that solution takes
one and no matter what its moral or political implications may be. … Whether
he wants it or not, or whether he is aware of it or not, anyone who spends his
life studying society and publishing the results is acting morally and usually
politically as well. The question is whether he faces this condition and
makes up his own mind, or whether he conceals it from himself and from others
and drifts morally.[77]
This
is also the position of many other sociologists and social scientists who justly
underline the abandonment of the value free sociology in the Weberian sense. If
that is done, sociology will not be alienated from the society which the
sociologists study and within which they work. It is only then that sociology
will become relevant for the society itself, can be concerned with human
predicament, and will not, as Gouldner says, “ignore current human
problems.”[78]
Myrdal states
that the social scientist cannot free himself from his duty of making his values
explicit in his reasoning simply just because methodologically ‘values are
extra-scientific’ and because it is difficult to determine them by ‘logical
procedure.’[79]
He
goes on to state that ‘the factual analysis cannot be carried out except when
guided by the value premise’ that should be openly introduced rather than kept
hidden as tacit assumption.[80]
Myrdal vigorously claims that value premises “should be used not
only as premises for our policy conclusions but also to determine the direction
of our positive research. … We
employ and we need value premises in making scientific observations of facts and
in analyzing their causal interrelation. Chaos does not organize itself into any
cosmos. We need viewpoints and they presume valuations. A ‘disinterested
social science’ is, from this viewpoint, pure nonsense. It never existed,
and it will never exist. We can strive to make our thinking rational in spite of
this, but only by facing the valuations, not by evading them.”[81]
It is to this
dimension, public issues in Millsian terms, that Mills wants us to direct our
sociological imagination. Sociology and politics, sociological calling and
political commitment, all combine to promote what basically is the goal of
policy making or public policy. To quote Mills:
It
is the political task of the social scientist – as of any liberal educator –
continually to translate personal troubles into public issues, and public issues
into terms of their human meaning for a variety of individuals. It is his task to display in his work – and, as an
educator, in his life as well – this kind sociological imagination. And it is
his purpose to cultivate such habits of mind among the men and women who are
publicly exposed to him. To secure these ends is to secure reason and
individuality, and to make these the predominant values of a democratic society.[82]
It is no wonder that contemporary
sociologists, overcoming their self-doubts as to the usefulness of sociology
beyond theorizing and empirical inquiries, are predicting the coming alliance
between sociology and social policy. They are looking forward to practical
application of sociological knowledge, along with empirical inquiries, to the
solution of the public policy problems.
An
American sociologist, I.L. Horowitz, among others, is quite optimistic about the
sociologists’ emergent policy making roles in the contemporary societies. In
1979 he said that we have now reached “a historic watershed” in the
profession of social sciences when many of the social scientists are being
increasingly employed in different public policy-making sectors of the
government. “For the most part, social science personnel are the bookkeepers
of the soul. They are involved at the level of generating data, compiling facts,
monitoring programs, and evaluating results; they are not central figures in the
policy process or in decisions affecting future policy. Nonetheless, it is clear
that a qualitatively new era in social science has begun, and requires
careful
analysis in order to establish a better appreciation of the contours of social
science, not only for the balance of the century, but for the twenty- first
century.” [83] An eminent British
sociologist, Giddens, in one of his nine theses on the future of sociology, has
forecast in 1987 that “there will be a deepening involvement of sociology
with the formation of practical social policies or reforms. … The point of
doing social research, from practical angle, is simply to allow policy-makers
better to understand the social world, and thereby influence it in a more
reliable fashion than would otherwise be the case. From this standpoint research
does not play a significant part in shaping the ends of policy-making, but
serves to provide efficient means of pursuing already formulated objectives.”[84]
In the light of this let me turn to brief discussion of the ways in which
sociology or the sociologist can contribute to the tasks of policy- making
arenas.
IV: RISING ALLIANCE BETWEEN SOCIOLOGY
AND SOCIAL POLICY OR PUBLIC POLICY
To begin with, one must acknowledge that sociologists are not as yet very
visible in any public or social policy arena for a number of reasons. First,
there are still sociologists within the professional community of the discipline
who have strong reservations against practical application of sociology. They
are skeptical also of the actual utility of sociological knowledge or uses of
sociological knowledge in real life in view of their allegiance to the pure
theoretical and empirical aspects of the discipline. They think that their main
task is not to sell sociology to the prospective buyers for money or for
remedying a social problem. Second, many sociologists have a mistaken conception
of the influence social research will have on the public or policy. They think
that their intervention in the policy arena will farther increase the distance
between research and policy in view of their respective goals. Third, other
sociologists think that sociology has not yet attained the maturity that is
required to become an important player in the public or social policy forum
“because of its present orientation toward, approach to, and handling
of research and scholarship relevant to issues of public concern.”[85]
Fourth, often sociologists are discouraged because of the difficulties
they face while acting in aid of policy-making agencies. The relationship then
becomes very precarious. “Sociologists are seldom called upon to help in
making policy, and when they are they are not always very helpful. Poincare once
said that
sociologists
spent practically all of their time on their methods without ever applying them
to anything. Today, sociologists spend much time talking about their potential
for making policy without doing much about it. This is said not to discourage
the dialogue among sociologists, but rather to point out that at the moment
their participation in policy-making is quite limited.”[86]
Some sociologists would avoid doing applied research in view of the
fact that they have to abide by the priorities of the funding agencies. They
thus apprehend that their research findings would become tainted in view of
their association with money interests and power structure. Finally, it is also
common that politicians and civil servants often reject policy recommendations
of the social scientists when they deem them politically or otherwise unfeasible
or undesirable.[87]
But all this has not been able to prevent the coalescence of sociology
and social policy. Put otherwise, sociologists are on their way to taking on
many roles that the so-called policy-makers occupy. The truth of the matter is
that sociology has already emerged as policy science even if it has a long way
to go to attain its maturity.[88]
The reason is not far to seek. As Shils puts it:
Social
scientists cannot avoid doing research which is relevant to policy because their
disciplines deal with facts about which policies are made, and they cannot avoid
this as long as they interest themselves in society. There are differences in
degrees of “relevance to policy.” Some work in the social sciences deal
directly with those facts and factors with which politicians and civil servants
are immediately concerned. Other work, if it is intellectually significant and
does not deal directly with the things in which politicians and civil servants
are interested at the moment, surely deals with things which should be taken
into account by anyone who wishes to arrive at a serious and responsible
judgment. In that sense all social science is potentially relevant to policy,
however, empirical or theoretical it might be.[89]
This
analysis of the transformation of social sciences into policy sciences, whatever
may be the extent, is corroborated by claims and willingness of sociologists in
different sub-fields of sociology to carry out and participate in social or
public policy making. Take, for instance, the case of feminist sociology. Thus
Myers and other feminist sociologists express their intention to take on their
‘feminist sociological imaginations and knowledge’ and also to become
‘policymakers themselves’. In view of increased decentralization policy
decision making at the American federal level their chances for participation in
the policy process has brightened. As individuals they have little access to the
federal level. But, at the state and local levels, they have stronger networks
and more access to the decision makers. It is against this background that they
want to use their expertise and contacts to affect policy.[90]
Similarly sociologists of science are claiming that science policy-making
will be strengthened provided the decision making authority pays due importance
to their research findings. There is no doubt that there is much that
sociological analysis can offer to the science
policy process. “Most importantly, it can encourage those involved in
policy making and evaluation to be more reflexive about the assumptions they
make. Sociology should help to refine the instrument of policy without becoming
a slave to policymaking: it must be capable of offering a critique of policy, to
limit the extent to which misplaced assumptions produce ineffective policies.”[91]
There are others who use sociological concepts for social policy
research. For instance Mooney use the concept of class from social
stratification in his exploration of class inequalities as they bear on health
and educational inequalities as particular areas of research concerns for social
policy. As he justifies:
Class
‘matters’ to social policy in a myriad of ways: it continues to be a major
factor in, for instance, the restructuring of health inequalities, in
educational attainment, in relation to housing and health provision, and it
underpins the distribution of poverty and economic inequality in modern
capitalist societies. … Using class in a relational sense should be a central
feature in any attempt to rethink social policy. This enables us to
comprehend both the class nature of the state and the reproduction of class
inequalities in and through social policy. … The recognition of class as a
central agency, shaping and recreating the world, can help us to understand
social policy, the nature of welfare provision, and struggles over both, in
modern capitalist societies. While this may be an unfashionable idea in
some quarters, through a focus on class relations we can begin to explore social
policy as part of a wider social totality, as part and parcel of the relations
and processes of exploitation and oppression.[92]
The
growing alliance between social sciences and policy-oriented social research in
both the USA and the UK has been historically linked up with the expansion of
the sphere of the activities of the modern state and its growing socioeconomic
interventions as a welfare state in the public arena as a provider of social
welfare for those who were left out on the margins of the society and thus who
needed it most. Indeed the rise of the welfare state in the background created
in turn ever-increasing demands on the social sciences which, at the same time,
increasingly became more research oriented. The state and the social sciences
came into closer relations with each other and this acted as a positive catalyst
for the transformation of the professional sociologist into one who contributed
more and more to the making of policies in matters that are basically within his
domain of study and research. That is why the welfare state avoided incurring
policy deficits on its part, while at the same time it smoothened the path for
the sociologist to participate in the policy process and thus perform different
tasks as a policy analyst and/or policy maker.
Skocpol describes the growing interaction between the state, on the one
hand, and the social scientific theory and research, on the other hand, paving
the way for the rise of the sociologist as policy maker, from the American
social experience in the twentieth century:
States
generally concern themselves with social order and with at least the external
conditions for the smooth functioning of markets and production processes. Their
needs to act on these issues in increasingly complex socioeconomic settings
create growing demands both for general theories of how economies or societies
function and for reliable and apparently impersonal statistical data or
particular issues that seem problematic (such as the living conditions and
likely behavioral responses of the lower classes). Public officials themselves
may both demand and develop their own intra-governmental capacities to supply
– social theories and statistical data. But
demands and supply also come from economic enterprises and politically active
groups. Indeed, liberal-democratic
societies are almost certainly the most hungry for social knowledge, and the
most congenial to the growth and political application of the social sciences.
For, the rise of the modern ‘public sphere’, in which voluntary groups
propose ameliorative measures in the collective interest or in their own
interest, fuels the search for information and analysis about social problems.
Such information and analysis, in turn, encourages demands for
governmental interventions -- or abstentions! – to improve social
welfare. The government’s interventions and abstentions themselves generate
more problems and, directly or indirectly, more needs for social knowledge to
help officials and politically active groups set things right. Things are never
set entirely right, of course, so the process goes on and on.”[93]
But
that is one aspect. The other aspect concerns the development of the social
science profession itself in America in the nineteenth and twentieth centuries.
In the nineteenth century American social scientists sincerely believed that
their academic responsibilities -- the empirical discovery and analysis of
social phenomena -- were intrinsically tied to their social commitment to active
pursuit of social reforms. However, by the next century they were able to
separate themselves from their role as reformers to take on new role as social
scientists. Once they became secure in their insulated universities, “they
began to act in new ways on enduring concerns for policy relevance. They looked
for arms-length ways to have their ‘objective’ ideas and findings achieve
beneficial effects through politics – either via the enlightenment of the
educated public of active citizens, or by offering ‘expert’ advice to
strategically situated policy elites. …By the 1920s, Herbert Hoover’s
nationally prestigious research conferences, and his officially encouraged
overviews of ‘Recent Economic Trends’ or ‘Recent Social Trends’
seemingly allowed U.S. academic social scientists to be ‘policy-relevant’
while remaining true to their own academic standards and continuing to anchor
their careers in the universities. Similar opportunities were also provided to
academics when they served temporarily on advisory or regulatory commissions
without permanent commitment to civil service careers.”9[94]
By the 1960s and 1970s the relationship between the government and social
scientists has become so much complex that they could not be untangled. But this
was not the case in Britain where different factors such as uncongenial academic
environments of the elite universities like Oxford and Cambridge, the unique
political culture of interventionism of the British State in the 19th and early
20th centuries, and the bureaucratic attraction of the potential sociologists to
join the politics and public administration retarded the professionalization of
the academic social science.[95]
Sharpe puts the difference in two societies nicely:
“The epitome of the government’s response to a policy problem in the United
States is to select a professor with the highest reputation in the field, give
him a generous research budget and put him on a contract. The epitome in Britain
is to set up a committee of inquiry made up largely of distinguished
practitioners in the chosen policy field with a token academic who may or may
not be invited by his colleagues to organize research.”[96]
Similarly, on the policy-deficit role of the British sociologists, Blumer states
that “sociology in Britain has remained an occupation rather than a
profession, tending to be on the margin as a provider of social criticism rather
than in the mainline of professional activity.”[97]
There are two dominant models of how sociologists can relate sociological knowledge to action or how they can apply sociological knowledge, procure evidence and recommend measure for solving a policy problem. The first model is called the “engineering model” which originated in the strong emphasis put on operationalism in the social sciences. It developed in the USA in the 1920s and 1930s. Powerful sociological figures like George Lundberg, Paul Lazarsfeld, R. K. Merton and H.L Zetterberg are associated with this approach. It also involves a sharp distinction between basic research and applied research. The task of the basic researchers is to develop and test a logico-deductive system of hypotheses and propositions Theoretical contributions are required for systematizing knowledge and stimulating empirical research. Applied researchers are concerned with research applications of existing theoretical knowledge. Fundamentally the applied researchers have the task of collecting empirical data to enable solution of the problem They are supposed to be skilled in the spot collection of empirical data, and must have the interpersonal orientation and skill to communication their findings to the policy makers and professional practitioners. Janowitz called these practitioners of engineering model “social engineers.”[98] From the point of view of working the model is linear. “A problems exists: information or understanding lacking either to generate a solution to the problem or to select among alternative solutions; research provides the missing knowledge; and a solution is reached. Typically a single study will be involved. This – with its data, analysis and conclusion – will affect the choices that decision-makers face. Implicit in such approach is agreement upon ends. It is assumed that policy-makers and researchers agree upon what the desired end-state should be. The role of research is to help in the identification and selection of appropriate means to reach that goal.”[99] From this point of view there is little doubt that the sociologist emerges in a new policy making role by making available his important contribution to solving the given problem. The most important example of this model in Britain has been Lord Rothschild’s enunciation of the “customer-contractor principle” (1971) according to which the applied researcher provides technical expertise to produce necessary knowledge for use by the government or its departments and agencies which, to begin with, hired the applied sociologists and commissioned them.
The alternative model is called the “enlightenment model” which does
not stress the distinction between basic and applied research. The sociologist
in this case recognizes that he is part of the social process that he is
studying, but not outside of it. This model rejects the view that sociological
knowledge can produce definitive answers on which the policy or the professional
practice can be based. Here the
sociologist performs three interrelated functions that contribute to the
decision making process. “First, sociologists collect descriptive data and
chart social trends. These descriptive materials are a form of social
intelligence which supply professionals and public leaders with a better
‘picture’ of the societal and institutional context in which they must
operate. These data are concentrated forms of experience, which men can use
according to their intelligence and capacities; Second, sociologists seek to
test hypotheses about specific problems and institutions in their effort to
develop generalizations. Sociologists make use of concepts which may stimulate
new ideas and new approaches to problem solving. The testing of hypotheses is
also designed to evaluate the relative effectiveness of the social costs of
different strategies and policies of social control. The enlightenment model
encompasses both the explication of ‘causes’ of social behavior and the
systematic analysis of planned or managed efforts at social change. Third, the
sociologist may be engaged in developing models or broad scale studies of the
most complex social systems. The end results of such undertaking are new bodies
of data and new models which may help society to clarify, or even alter, its
social and political goals and objectives.”[100]
Under this model the sociologist interacts with his subject and the
public to which he remain responsible. His work will have impact on himself, and
his findings will influence his subject and the public on an ongoing fashion.
Finally, his work will not simply be the product of his client but becomes part
of the broader culture of our society. “The enlightenment model assumes
overriding importance of the social context, and focuses on developing different
types of knowledge which can be utilized by policy makers and professions. While
it seeks specific answers, its emphasis is on creating the intellectual
conditions for problem solving. Its goal is a contribution to institution
building.”[101]
However, it is better to move beyond these two somewhat stereotyped
models to a broader conception of diverse roles the sociologists may take on in
response to the policy making demands in the modern societies. In fact the
sociologist can be a policy actor in various roles. First, the sociologist, who
was an outsider earlier, can be brought inside the government, for instance,
as a consultant or adviser. In this capacity his primary responsibility
in the practical public setting is to draw the attention of the politician or
the civilian to the policy findings on different public problems and issues.
He is also expected to interpret those findings to them in order to help
them in the concerned policy matters. Second, the sociologist may again be an
actor in the policy process when he tries to shape and affect policy making and
policy outcomes by communicating with the community at large on issues of public
interest. This he can do through the media, which are always at arms length from
the public authorities. Needless to mention, both politicians and bureaucrats
are sensitive to media. In this case “the successful application of sociology
depends not only on the quality of the sociology product but on the
acceptability of what is offered and on the effectiveness of the means by which
it is communicated.”[102]
Third, the sociologist may act as what Blumer terms as “illuminator” who
throws light on the operation of society or any burning issue (such as the
working of labor markets, the outbreak of a disease etc.) in his personal
capacity even without seeking to participate actively in political or pressure
group processes.[103] Finally, a
sociologist may be working inside the government and may act as an inside
adviser or employee. Modern welfare
states normally employ an army of professional experts such as statisticians,
demographers, economists, architects etc. Nowadays sociologists are being
appointed in various government departments whose functions extend beyond
collecting data or marshalling them within a theoretical framework. They are
expected to provide analysis and interpretation contentious and strategic policy
issues and underline their positive and negative implications or consequences.
In the short-run the role of the sociologists as participants in the
policy processes may be very visible because they are not in a position to
provide panaceas for the treatment of different problems that the modern
societies are suffering from. But it is also true that their role is acquiring
increasing prominence in the public or social policy arena in view of the rise
of what has been called postindustrial, information or knowledge society in our
midst. Several features characterize the postindustrial society: the centrality
of theoretical knowledge, the creation of new intellectual technologies, the
spread of a knowledge class, shift from the production of goods to that of
services, instrumentalization of science, and the production and use of
information. The importance of the social or public policy matters has
thus assumed a new dimension and is still subject to evaluation. One approach,
called technocratic guidance, views that we need more analysts for
producing more analyses if we want to improve the quality of public choice.
Another approach, called technocratic counsel, holds that “the
professionalization of policy analysis and related activities simply signifies
new and perhaps more effective ways to enhance the power of policy makers and
other dominant groups whose social positions continue to rest on wealth and
privilege.”[104]
What is clear is that the policy process is certain to experience
far-ranging transformations in keeping with the developments that are fast
taking place in the postindustrial societies of North America and Europe.
In view of this the role of the sociologist as a participant in the
policy processes of postindustrial-knowledge societies is also going to undergo
changes. Correspondingly this requires fresh evaluation of the opportunities
which the sociologists will get to become major players in the social or public
policy arena.
Wilson calls for programmatic action in order to bolster up
the chances of sociology to play a greater role in shaping social or public
policies especially in this critical era of intense national and international
turmoil and change. He rightly suggests that, if we want to see our ideas and
contributions enter the public policy domain, then we need to take on pragmatic
grounds a more aggressive and positive orientation for greater role for
sociology in the public
policy
agenda. Sociologists themselves have to carry their own baton in order to
promote the policy making the cause of sociology. The four measures that Wilson
recommended for this in the context of American sociology deserve serious
consideration from all concerned.
In the first place, sociologists need to broaden their conception of the
use of policy relevant sociological data. This means that in order to expand the
domain of policy relevant research and study in sociology, the sociologist need
not wait for the availability of a data set that would unambiguously and
incontrovertibly prove the
validity or correctness of the sociologist’s application of his knowledge to
the solution of the social ill. Wilson argues that
“the issue here is not whether the data set are adequate to advance
policy recommendations, or whether one can recast the terms of a policy debate
with certain kinds of data. Rather the issue is whether the description and
sociological analysis of a problem that would be considered important if fully
recognized is sufficiently compelling and thought provoking to enlighten or
raise the consciousness and concern of policymakers and the general public.”[105]
Secondly, through its theoretical ideas, hypotheses, concepts, or
findings, sociology can influence what the people think about a public issue or
social problem and also what the government thinks or does with regard to those
matters. On the basis of American social experience it is argued that
“the public discourse on issues such as persistent poverty, urban
planning, pollution control, and criminal justice has changed because of
thought-provoking ideas from the social sciences, Theories of class conflict and
mobility have influenced government policies in education, social services, and
community development. Concepts such as participatory decision making, labeling,
concentration effects, or maintenance of native language competence, have been
incorporated in policy discussion concerning criminal justice, mental health,
poverty, and education.”[106]
Carol H. Weiss further points out:
Sociology
has other effects, too. Policy actors sometimes use research to support
positions that they already want to take; they use the research to provide
legitimacy and justification for their cause. On occasion, they use sociology to
help persuade others that the cause is right. It provides ammunition to mobilize
supporters and develop coalitions. … Sociological ideas, more than discrete
pieces of data, have influenced the way that policy actors think about issues
and the types of measures they have been willing to consider. … The
concepts and theories of sociology make a difference. They are helping to
make public decision makers more sophisticated about social structure and group
processes (less content with individual-level explanations for social
phenomena), and they are gradually infusing political thinking with more complex
and subtle notions of conflict, social disorganization, community norms, social
movements, and other sociological constructs.[107]
Thirdly,
Wilson rightly says that there exist different mechanisms for communicating
insights from sociological data, theories and concepts to policy actors. It is
regrettable that, argues Wilson, “some of the best sociological insights never
reach policymakers, however, because sociologists seldom take advantage of
useful mechanisms to get their ideas out. Academic journals are infrequently
read by officials of government. One of the best ways to communicate
sociological knowledge is through the media. As Weiss points out, just as
sociological ideas can influence a reporter’s perception and coverage of the
news, so too do the articles of a reporter often influence the public policy
agenda. Although occasionally an enterprising reporter will prepare a story
based on an article in an academic journal, sociologists who conduct public
agenda research should be encouraged to work with their university’s
department of public information in preparing press releases and reports for the
media.”[108]
Finally, in expanding the domain of policy relevant
scholarship, sociologists have to overcome what Stanley Lieberson has called the
formalistic policy, i.e., the view that data for generating policy
recommendations should be obtained from the use of certain formal procedures or
techniques. In this view, nonquantitative research such as ethnographic research
is said to be inappropriate for generating policy recommendations. Wilson
refutes this formalistic fallacy: “Although all scholarly work should be
subjected to critical review, concern should focus on the logic of inquiry –
the structure of explanation, the significance of concepts, and the nature of
evidence – not on the procedures or techniques used.”[109]
V:
CODA
We now know what we have to do in order to expand the domain of our
discipline for strengthening the participatory role of the sociologist in the
policy process. Sociology will certainly accumulate surplus rather than deficit,
i.e. it will be enriched if sociologists
have a bigger field of action than they have now. But, then again, there
is last question that I must address: why should sociologists expand their
domain for policy relevant scholarship? What
are the justifications for sociology to get into the province of policy-making
process? Why should the sociologist
venture into an intellectual area that is fast becoming as specialized as
sociology itself, leaving aside the political risks implicit in this venture?
There are indeed quite a few good reasons for answering all these
questions in an optimistic mood.[110]
First, as sociologists we have a social, if not a moral, obligation to
get involved in an area where we have the necessary knowledge and skill to deal
with the problems of the society—society which we study as sociologists.
We must understand that policy decisions will be made any way. If we are
not in this process, others will certainly be in it even if they are not as good
as we are in studying society and its different aspects, either singly or
collectively as a professional community. Moreover, we learn something new by
doing it, particularly when legislative bodies are nowadays making participation
of social science experts somewhat mandatory in certain areas such as
environment, poverty, marginalization and so on. Second, sociologists should get
involved in the policy process for intellectual reasons. Their involvement and
experience might produce results that, if beneficial, could be integrated into
the discipline of sociology to its own advantage. We know how biology benefits
from medicine or physics from engineering. Third, from the point of view of the
labor market, sociology’s involvement with policy sciences will ease the
pressure of finding jobs for the new PhDs in sociology with the development of
an additional academic employment market. Even those who remain or choose to
remain in the university and prefer doing pure/basic research are going to
benefit because they will have an extra source of research funding when
traditional sources are drying up in this era of structural adjustment and
globalization. There is no point underemphasizing this reason for it above all
involves the bread butter issue of everyday existence.
These points are particularly applicable to India where unemployment of
the MAs and
PhDs
in sociology is quite chronic. Although recent data in this regard is not
available, Mohan
and
Pillai mention that by the
1970s and 1980s sociology as an academic discipline and as a profession
exhibited characteristic expansion both in quality and size. But, even then,
unfortunately sociology graduates “have not been employed in the sociology
profession. In 1971, 60 percent of the graduates were employed; a majority of
these graduates were women who were not seeking employment.”[111]
However, the prospect of the Indian sociologists for assignments in
the disciplinary domain of the policy sciences is simply not bright, if it
exists at all, as far as one can ascertain. On the one hand, Indian sociologists
are yet to enter into the field of policy processes concerning the country’s
development This is so even if one leaves out their active participation, if at
all, that exists in other (policy) fields – such as health care, ageing,
science and technology, medicine, poverty, homelessness, housing, urban and
rural poverty, crime and justice, social security, gender equality, abolition of
child labor and abuse, and so on so forth. — where there is scarcely any
worthwhile coordination between different public or social policies,
which exist, when it does, mostly in the piecemeal fashion.
All this so in spite of the fact that India is constitutionally and
otherwise professed to be a welfare state.[112]
Thus, Albert Cherns bemoans as back as 1977 pointing to the non-participation of
the social sciences in the country’s planning process: “Wherever you go
in India there is a pervasive sense of disappointment about the contribution of
the social sciences to India’s development. Here is a country with a long-
established and highly developed university system, with an experienced civil
service and with a formidable production of theses and publications of advanced
character. … Whatever view one
may take about the usefulness of the economic research or failures of planning,
the existence of a published plan acted as enormous stimulus to the economists.
This was not the case for other social sciences. The plan was not accompanied by
a social plan – an account of the developments in Indian society that would be
needed if economic targets were to be achieved. It is true that a ‘plan’ of
this nature would be crude document and easy to criticize. Furthermore, the step
from analysis to prescription, now an accepted part of the economist’s trade,
is not yet part of the sociologist’s self-image. Nor do sociologists have
agreed goals, and even when goals can be agreed between sociologists and
administrators or planners, the basic indicators that could monitor the path
toward the goal are lacking. But such a ‘plan’ would be a challenge which
social
scientists
could not ignore and it would present to the government and the planners the
complexity
of the social framework they were trying to alter. It would also stimulate the
provision of the social indicators which would at least assist legislators and
administrators of all kinds to know what improvements they could reasonably
expect and aim for.”[113]
At the same time it is also distressing to note that academic study and
research of the policy sciences in India is yet to catch up with those in the
knowledge societies in the advanced parts of the world such as USA and UK.
And this is especially so when we explored how to expand the
participation of the Indian sociologists in the policy-making issues for
providing solution the country’s social ills in Annual Sociological Conference
of the Indian Sociological Society held in 2003. In a Working Paper on the
Policy Processes (2003), thus, Jos Mooji and Veronica de Vos were
constrained to state that:
Within
India, the study of policy processes is not very well-developed. This is so,
despite the fact that many Indian social scientists are involved in policy
relevant research and aim to contribute, through debate and research, to policy
formulation and implementation.
These debates are, however, almost entirely dominated by economists, and
insights from other social sciences have hardly entered into them. There are
very few political scientists, sociologists or anthropologists focusing on
public policies. As a result, some aspects of policy studies are relatively
well-developed (such as measuring policy effects), but others much less. The
issues and questions, for instance, of why policies are formulated and designed
in particular ways in the first place, and the political shaping of policies
‘on the ground’, do not receive much attention. There are exceptions, of
course, to this generalization. … [114]
This
observation is substantively true. The reasons for non-development or
non-proliferation of public or social policy studies and research in India are
not far too seek. The teaching of sociology as a subject in India can be traced
to around the year 1915.
In Calcutta University Brajaendra Nath Seal of the Department of
Philosophy lectured on what he called ‘comparative sociology’. Later sociology as a special course was introduced in the
Department of Economics
at
Calcutta University in 1917. Radhakamal Mukherjee and Benoy Kumar Sarkar taught
it. In the same year sociology was introduced as a subject in the B.A. course in
Mysore University. In 1919 a
department of sociology and civics was set up in the University of Bombay under
the leadership of Patric Geddes. Until 1947 sociology course was offered only in
four universities. More importantly, however, it may be said with confidence
that sociology’s legitimation as a discipline is basically only ‘a
post-independence phenomenon’. [115]
A few developments in the 1950s and 1960s provided a number of
opportunities and incentives to the Indian sociologists to engage in studies and
research in the area of social or
public
policy. These developments include the Research Programmes Committee (RPC)
created by the Indian Planning Commission, and the Indian Council of Social
Science Research (1969) set up by
the Government of India on the recommendation of the same Planning Commission.
These two organizations provided funding to undertake social scientific
research. In addition a number of other organizations, especially in the
government sector, were established for various purposes. They also required the
expertise of the sociologists.[116]
However, the involvement of the Indian sociologists in
developmental efforts at the level of policy formulation and implementation
remains significantly unimportant, if not altogether absent. This is so in spite
of the fact that, given the required opportunities, Indian sociologists could
have contributed significantly to the achievement of developmental goals by
their studies and research, and skill and experience in regard to manifold
aspects – social, cultural, religious, ethnic, etc -- that lie at the root of
the complexities of such problems that the Indian society are now facing
on its way to planned modern industrial development.
There is little doubt that sociologists can indeed play their due role
both in analyzing the complexities of the problem and in suggesting policy
options for its solution. This is so even if risks of political partisanship
arise in the allocation of funds for undertaking policy related studies. As
Srinivas and Panini warned about these risks: “While sociologists can play a
useful, if not important, role in policy formulation and implementation there is
a likelihood that the demonstration of the discipline’s utility might result
in government funds being made available to agencies, institutions and
individuals toeing the governmental line on various matters. Correspondingly,
dissenting research and scholars without go without
funds.”[117]
There are, however, a good number of Indian sociologists who reject the
Weberian methodological prescription and indeed strongly call upon their
colleagues to engage in the policy studies and research.[118]
In his Presidential Address to the Xth All India Sociological Conference
at Hyderabad in 1970 R.N. Saksena stressed, for instance, the
role of the sociologist as a trained scientist
in helping to bring about radical
changes in the traditional Indian rural social structure. “While planners and
administrators must share the primary responsibility for the formation and
implementation of rural development projects, the social scientist can give them
valuable help in the areas of social organization, human relations, culture, and
values touched by the plans.”[119]
Elsewhere he was even more forthright: “Knowledge for the
sake of knowledge is not enough. More important is the social utility of a
particular branch of knowledge. … If the sociological researchers kept
looking down their noses at the policy-makers and confined themselves to purely
academic and scientific character of their studies, their work would lose much
of its significance…. Sociology is now universally recognized as an aid to
social welfare in a free-society.”[120]
In the Presidential
Address to the XIVth All India
Sociological Conference at Jabalpur
in 1978, I.P. Desai emphatically
points out that “we search for knowledge not for its
own
sake but for guiding our actions. That is knowledge should help us to solve
short term and long term problems of our society.”[121]
Finally, I may as well mention the views of M.S. Gore who used the
concept of social policy in a broad sense embracing the issues of
(a) human freedom and rights of the individual citizen, (b) equality and
equal opportunity and, finally, (c) human welfare.[122]
In his own presidential address to the 16th All India
Sociological Conference at Annamalainagar in 1982 he clearly dismisses the
Weberian plea for a value free sociology, and simultaneously envisions for the
sociologist a much wider role which legitimates his/her
engagement with social or public policy issues:
The sociologist must develop the skills necessary for the
effective use of available data in analyzing social policy and in planning as
well as executing special studies wherever they might be necessary. … The
sociologist can play many different roles in the promotion of a social policy
which will help achieve a humane, egalitarian and democratic society. He
can be an analyst and help identify problem areas as well as inadequacies in the
policies and programmes devised by government; he can be a teacher of social
policy and help in inculcating the skills of research and analysis in his
students; he can be an interpreter and an advocate on behalf of disadvantaged
groups to bring home their difficulties to the planners and policy makers and,
finally, he can himself participate in policy formulation directly as a social
planner. If he has to perform, these various roles, he must first take an active
interest in issues of social policy and be more articulate on them.”[123]
It
is in this light that we can really appreciate what Bernal, the famous Marxist
historian said as far back as 1940 said in his The Social Function of Science.
With remarkable foresight he said that we need to promote the development of the
social sciences more than the physical sciences. The fact of the
underdevelopment of the former than the latter is not fortuitous. “It is not
so much their intrinsic difficulty as the fact that their mere study is a
damning criticism of present social institutions. They are never likely to be
developed in our form of society. The struggle for the development of social
sciences is at the same time the struggle for the transformation of society.”[124]
The truth of the matter is that Indian sociologists have really a very
hard task before them. They have to struggle very hard if they want to be heard,
and if they are heard there is of course a better chance that for all Indians
India will be a better place to live in. From the standpoint of the object of
the present paper, then let me conclude in the words of Carol H. Weiss:
My
preference is for sociology to be more actively engaged in research on
contemporary topics of policy relevance. I would like to see sociologists use
their research as a basis for taking a more active part in the discussions that
go on not only in Washington (or New Delhi -- BKB) but in state capitals, where
many important policy decisions are being made these days. … But there is the
possibility for engagement with policy action that is not so close as to require
compromise or collusion. There can be a vigorous, independent, original, daring,
critical sociology that provides insight and criticism to government, a
sociology that is captive to the assumptions of neither the right nor the left.
It is not a rarity. It is a type of sociology that many sociologists practice.
But what is often lacking are two critical elements: (1) sustained effort to
reach policy audiences with sociological messages; that is, serious attention to
dissemination, contact, and continuing conversation with actors in the policy
process; or the use of intermediary institutions to undertake the task, and (2)
recognition that sociology has more to offer policy audiences than validated
data from well-designed experiments and studies. Although good data are useful
and build credibility, equally important is the sociological perspective
on entities, processes, and events. Participants in the policy process can
profit from an understanding of the forces and currents that shape events, and
from the structures of meaning that sociologists derive from their theories and
research.”[125]
·
The present paper is
the original and unrevised version of the symposium lecture delivered in
2003 at the XXIXth All India Sociological Conference
held in Udaipur, Rajasthan, India. All
suggestions and comments are highly welcome.
**
Department of Sociology, Jadavpur University, Kolkata-700 032, Email: drbipulk_bhadra@yahoo.co.in
[1]
Edward Shils,
The Calling of Sociology and
Other Essays on the pursuit of Learning
(Chicago: The University of Chicago Press, 1980), pp. 286-7. Emphases
added.
[2] In this essay social sciences and sociology are interchangeably used although my own focus is basically on how sociology plays out or will shape its role as a policy actor in the public agenda at the national, regional or local levels of governance.
[3]
L .M. Lyons, Uneasy Partnership:
Social Science and the Federal Government in the Twentieth Century (New
York: Russell Sage, 1969); L. Lynn Jr., Knowledge
and Policy The Uncertain Connection (Washington D.C: National Academy of
Sciences, 1978); and R.A. Scott and A.M Shore, Why Sociology Does not Apply: A Study of the Use of
Sociology (New York: Elsevier, 1979).
[4]
W.J. Wilson “Can Sociology
Play a Greater Role in Shaping the National Agenda?” in W.J. Wilson, Sociology
and the Public Agenda (Newbury Park: Sage, 1993), p.6.
[5]
Ibid.
[6] D. Bernal, The Social Function of Science (London: George Routledge & Sons, 1940), p.331. Emphases added
[7] Shils, The Calling of Sociology and Other Essays on the Pursuit of Learning, p.260.
[8] Ibid. 261
[9] David Popenoe, Sociology (Englewood Cliffs: New Jersey, 1989), p.58.
[10] William N. Dunn, “Policy Analysis and Applied Social Science”, in T. Mayakawa (ed.), The Science of Public Policy Essential Readings in Policy Sciences (London: Routledge, 2000), Part-1, Vol.1. pp. 29-30.
[11] Ibid., p. 53
[12] See Rebecca Sutton, The Policy Process: An Overview (London: Overseas development Institute, 1999), Working Paper No.118, p.32.
[13] David Easton, The Political System (New York: Knopf, 1953), p. 130.
[14] Quoted in T. Miyakawa (ed.), The Science of Public Policy: Essential Readings in Public Policy Sciences II (London: Routledge, 2000), Vol.5,Part-I, p.44.
[15] W.
Parsons, Public Policy: An Introduction to the Theory and Practice of Policy
Analysis (Cheltenham:
Edwar Elgar, 1997), p. 15
[16] James E, Anderson, Public Policy-Making: Decisions and Their Implementation (NewYork: Praeger, 1975), p. 3.
[17] See
Daniel Learner and Harold D. Lasswell, The
Policy Sciences: Recent
Developments in Scope and Method (Stanford: Stanford University Press, 1951).
[18] Thus George T. Martin, Jr. talks of welfare state social policy whose distinctive feature is that “access to its resources depends on its political status (being an entitled citizen) rather than on market status (having money to purchase benefits). The major limitation of the market provision of welfare is that access to resources depends on income, which is unequally distributed.” See his Social Policy in the Welfare State (Englewood Cliffs, N.J.: Prentice Hall, 1990), p.8.
[19] R. Titmuss, Commitment to Welfare (London: Allen and Unwin, 1968), p.20.
[20] http://www.lse.ac.uk/collections/socialPolicy/introduction.htm (Visited 4 December 2005).
[21] R.M. Titmuss, “The International Perspective”, in B. Abel-Smith and K. Titmuss (eds.), Social Policy: An Introduction (London: Allen and Unwin, 1974), pp. 15-6. Emphases added.
[22] Robert M. Moroney, Social Policy and Social Work: Critical Essays on the Welfare State (New York: Aldine De Gruyter, 1991), p.18.
[23]
J.E. Anderson, David W.
Brady and Charles Bullock, III, “Introduction to Policy Study”, in
Miyakawa (ed.), op. cit., Vol. 5,
Part I, pp.11-2.
[24] Ibid.
[25] Miyakawa (ed.), op cit., Vol.5 Part 1, p. 3. Emphases added
[26] Quoted in Anderson et al. in ibid., p.13.
[27] Anderson et al., op.cit, p.13.
[28] Ibid., p. 15.
[29] Ibid., p. 16.
[30] Ibid.
[31] Ibid..
[32] Ibid., p. 17.
[33] Ibid., p. 34.
[34] Ibid., p. 35.
[35] For fascinating historical details see Dunn, op. cit., esp. pp. 30-52.
[36] Dunn, op. cit., pp.33-4.
[37] Ibid., p. 39.
[38] Ibid., p. 42.
[39] For details see Karl Mannheim, Man and Society in an Age of Reconstruction (New York: Harcourt, Brace and World, 1936).
[40] Moroney, op.cit. p.26.
[41] Dunn, op. cit., p. 42.
[42] Bernal, op. cit., p.410-11
[43] Cited in Goran Therborn, Science, Class and Society (London: NLB, 1977), p. 311.
[44] Ibid., pp. 296 and 292.
[45] Max Weber, The Methodology of the Social Sciences. Trans. and ed. E. Shills and H.A. Finch (New York: The Free Press, 1949), pp.11 and 19.Emphasis in original
[46] Ibid., pp. 52, 54 and 58. Emphases in original
[47] Ibid., p. 60.
[48] Ibid., p. 56.
[49] Ibid., pp. 21, 76 and 81-2. Emphases added.
[50] Therborn, op. cit., pp. 292.
[51] Alvin W. Gouldner, “Anti-Minotaur: The Myth of A Value Free Sociology”, in M. Stein and A. Vidich (eds.), Sociology on Trial (Englewood Cliffs, N.J.: Prentice-Hall, 1963), pp. 38-9 and 41.
[52] For details see especially Ibid., pp.36-7.
[53] Ibid., p. 51.
[54] Frank Parkin, Max Weber (Chichester: Ellis Horwood, 1982), p. 32.
[55] Ibid., p.33
[56] Louis Wirth, “Preface,” in Mannheim, op. cit, pp. x and xviii.
[57] Robert S. Lynd, Knowledge for What? (New York: Grove Press, 1964), p. 178.
[58] Michael Polyani, Personal Knowledge (New York: Harper 7 Row, 1964), p.171.
[59] For details, see Bipul Kumar Bhadra, The Political Sociology of C. Wright Mills (Calcutta: Minerva Associates, 1989), pp. 39-44.
[60] C.
Wright Mills, The Sociological Imagination (London: Oxford University Press,
1968), p. 78.
[61] Jeffrey
C. Alexander, “What is Theory”, in his Sociological
Theory Since 1945
(London: Hutchinson, 1947), p. 2.
[62] Ibid., p. 6.Emphases added.
[63] Ibid., pp.10 and 15.
[64] Ibid., p. 16. Emphases added.
[65] Jessie
Bernard, “My Four Revolutions: An Autobiographical History of the ASA”,
in Kristen A. Myers et al. (eds.), Feminist
Foundations: Toward Transforming
Sociology (Thousand Oaks: Sage Publications, 1998), p. 9.
[66] Ibid.p.10.
[67] Pamela
Abbott and Claire Wallace, An
Introduction to Sociology: Feminist
Perspectives (London: Routledge, 1990), p. 10.
[68] Ibid., p. 97.
[69] Ibid.p.203.
[70] Ibid. Emphases added
[71]
See Thomas S. Kuhn, The
Structure of Scientific Revolutions (Chicago: Chicago
University Press, 1970), passim.
[72]
Sal Restivo, “The Theory Landscape in Science Studies”, in Sheila
Jasanoff et al. (eds.), Handbook of Science and Technology (Thousand Oaks: Sage
Publications, 1995), Vol. 1, p.100.
[73] Judy
Wajcman, Feminism Confronts Technology (Cambridge: polity Press, 1991),
pp. 46-7. For details see also David Noble, Forces
of Production (New York: Knopf, 1984).
[74] Cited in ibid., p. 121
[75] Ibid.
[76] Ibid
[77] Mills, op. cit., pp.78-9.Emphases added.
[78] Gouldner, op. cit., p. 43
[79] Gunnar Myrdal, “The Relation Between Social Theory and Social Policy”, British Journal of Sociology, Vol.4, 1953, p.229.
[80] Ibid. p. 241.
[81] Ibid., pp. 241-2. Emphases added.
[82] Mills, op.cit., pp. 187-8.Emphases added.
[83] I.L.
Horowitz (ed.), Constructing Policy Dialogue with Social Scientists in the National Political Arena
(New York: Praeger, 1979), p.1.
[84] Anthony Giddens, Social Theory and Modern Sociology (Cambridge: Polity Press, 1987), p. 44-6. Emphases added.
[85] Wilson, op. cit, p. 4.
[86] N.J.
Demerath III et al. (eds.), Social Policy and Sociology (New York:
Academic
Press, 1975), p.9.
[87] See Shils, op.cit., p 270.
[88] See
James S. Coleman, “The Emergence of Sociology as a Policy Science”, in
Lewis S. Coser and Otto N. Larsen (eds.), The Uses of Controversy in
Sociology (New
York: The Free Press, 1976), pp. 253-61.
[89] Shils, op, cit., pp. 286-7
[90] Myers et al. (eds.), op. cit., p 410.
[91] Andrew Webster, Science, Technology and Society (Hampshire: Macmillan, 1991), p. 42.
[92] Gerry Mooney, “Class and Social Policy”, in Gail Lewis et al (eds.), Rethinking Social Policy (London: Sage Publications, 2000), pp.157-8 and 168.Emphases in original.
[93] Theda
Skocpol, “Governmental Structures, Social Science, and the Development of Economic and Social policies”, in Martin Blumer (ed.), Social
Science Research and Government:
Comparative Essays on Britain and the United States
(Cambridge: Cambridge University Press,
1987). p. 41.
[94] Ibid., p. 45.
[95] Ibid., pp.43-4.
[96] L
.J. Sharpe, ‘The Social Scientist and Policy-making in Britain and
America:
A comparison”, in Blumer (ed.), Social Policy Research, p.
305.
[97] Martin Blumer, “Successful Applications of Sociology”, in C.G.A. Bryant and Henk A Becker (eds.), What Has Sociology Achieved? (Hampshire: Macmillan, 1990), p. 123
[98] Morris Janowitz, “Sociological Models and Social Policy”, in Miyakawa, op. cit., Vol. 1, p. 303.
[99] Blumer, “Successful Applications of Sociology”, pp. 124-5
[100] Janowitz, op. cit., pp. 305-6
[101] Ibid., p. 307.
[102] Blumer, “Successful Application of Sociology”, p. 138.
[103] Ibid.
[104] Dunn, op. cit., p.49.
[105] Wilson, op. cit., p. 9.Emphases added.
[106] Ibid., p.10.
[107]
Carol H. Weiss, “The
Interaction of the Sociological Agenda and Public Policy”, in Wilson, op.
cit., pp. 28-9.Emphases added.
[108] Wilson, op. cit., pp. 11-2.
[109]
Ibid.,
p.13. Although I have mentioned how sociologists should expand the
policy-relevant area of their discipline to enhance their ability to mould
public or social policy
agenda, there are other things, left out here, that one should take
note of, viz. how the public policy influences the sociological agenda for
research and theorizing, and howgovernment influences the sociological
agenda, and how little sociology and government affect each other in their
mutual interaction. For details see Weiss, op. cit., pp.23-39.
[110] For details see N.J. Demerath III, “Epilogue”, in his Social Policy and Sociology, pp. 345-6. For a very generalized discussion without any specific inclusion of concrete data on India see also Yogesh Atal, Indian Sociology: From Where to Where (Jaipur: Rawat Publications, 2003), pp. 138-57.
[111]
Raj P.Mohan and Vijayan K.
Pillai, “Contemporary Sociology in India”, in R.P. Mohan and A.S. Wilke
(eds.), International Handbook of Contemporary Development in Sociology
(London: Mansell, 1994), pp.693-4.
[112]
See Mohinder Singh (ed.), Social
Policy and Administration in India (New Delhi:
M.D. Publications, 1996), esp. pp. 3-14.
[113] Albert Cherns, Using Social Sciences (London: Routledge & Kegan Paul, 1979), pp. 210 and 219. Emphases added.
[114]
Jos Mooij and Veronica de
Vos, Policy Processes: An Annotated Bibliography on Policy Processes,
with Particular Emphasis on India, Working Paper 221 (London: Overseas
Development Institute, 2003), p.
vii. Emphases added.
[115] Mohan and Pillai, op.cit, p. 675 and 679; and M.N. Srinivas and M.N.Panini, “The Development of Sociology and Social Anthropology in India”, Sociological Bulletin, Vol. 22(2), September 1973, pp. 186-191.
[116]
For details, see Srinivas
and Panini, op.cit., pp.197-9; and D.N. Dhanagare, “Social Policy
Concerns in India Sociology,” Sociological Bulletin,
Vol.53(1), Janury-April,2004, pp. 23-6.
[117] Srinivas and Panini, op.cit., p.211.
[118]
For an over-all assessment
of the views of Indian sociologists including of those who subscribed to the
Weberian methodological prescription of value free sociology, see Dhanagare,
op.cit., pp. 1-30
[119] R.N. Saksena, “Sociology of Development and Planning in India,” Sociological Bulletin, Vol 20(10), 1971, p. 9.
[120] D. Narayan, “Report on Conference of Indian Sociologists”, Sociological Bulletin, Vol. 17(1), 1968, p. 93-4. Emphases added
[121] I.P. Desai, “The Concept of Desired Type of Society and the Problems of Social Change,” Sociological Bulletin, Vol. 28 (1-2), 1979, P. 3.
[122]
M.S. Gore, “Social Policy
and the sociologist”, Sociological Bulletin, Vol. 32(1), 1983,
pp.3-4.
[123] Ibid., pp. 11-3.Emphases added.
[124] Bernal, op. cit., p.343.
[125] Weiss, op. cit., pp. 36-7. Emphases in original -- BKB. A number of articles bearing on the policy implications of sociology have appeared since the symposium address was delivered in 2003. For instance, Hugh Lauder, Phillip Brown and A.H. Halsey, while vindicating that ‘a theoretically informed empirically driven sociology focused on fundamental social problems’ has an important role to play’ in addressing the fundamental problems of the twenty-first century, strongly defends the point that “ sociology has at least five sets of theoretical and methodological resources that it can marshal in order to inform the policy process. These are: the ability to link private troubles to public issues … through the concepts of agency and structures of power; the related role of quantitative studies and especially the legacy of political arithmetic in illuminating the consequences of these power structures on life chances; the role of qualitative empirical research in illuminating the connections between structure and agency; the more recently developed concept of self-reflexivity … and its role in linking the identification of power structures to a social democratic politics … and finally, the disciplinary openness of sociology when contrasted with, for example, neo-classical economics.” See Hugh Lauder, Phillip Brown and A.H. Halsey, “Sociology and political arithmetic: some principles of a new policy science”, British Journal of Sociology, Vol. 55 (1), 2004, pp. 4 and 6. In his Presidential Address to the 2004 American Sociological Association Burawoy offered a framework for understanding the existing the division of sociological labor in the mainstream sociology. In hisd schema he traces antagonistic interdependence among four types of sociological knowledge or, stated otherwise, four kinds of sociology: public sociology, professional sociology, critical sociology, and policy sociology. The policy sociology is defined as ‘sociology in the service of a goal defined by a client. Policy sociology’s raison d’etre is to provide solutions to problems that are presented to us, or to legitimate solutions that have already been reached’. However, policy sociology is as important as any other sociology, although connections among them are often hard to ferret out because ‘they call for profoundly different cognitive practices, different along many dimensions – form of knowledge, truth, legitimacy, accountability, and politics, culminating in their own distinctive pathology’. However, each of them has its own relatively autonomous area of focus. ‘In the case of professional sociology the focus is on producing theories that correspond to the empirical world, in the case of policy sociology knowledge has to be ‘practical’ or ‘useful,’ whereas with public sociology knowledge is based on consensus between sociologists and their publics, while for critical sociology truth is nothing without a normative foundation to guide it’. For details see Michael Burawoy, “2004 American Sociological Association Presidential address: For public sociology”, British Journal of Sociology, Vol. 56(2), 2005, pp.266 and 276.